RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J•••• B•••••••••
- N••••• A•••• M••••••••• L•• mixed wealth currentsince Jun 24, 2026 · Chicago, Il
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerNov 13, 2025 to Jun 16, 2026 · Boston, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• to N••••• A•••• M••••••••• L••left Jun 16, 2026, registered Jun 24, 2026 (8 days) · Other
- A•••••• J•••• B••••••••• left C••••••• M••••••••• I••••••••• A•••••••• L•• for N••••• A•••• M••••••••• L•• (registered 2026-06-24)Jun 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address