DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

W•••••• H•••• D•••••

O•••••••••institutionalBernardsville, Nj dual registrantIAPD 809442

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Bill D•••••

At current firm

4 y

since Sep 15, 2022

In the industry

41 y

since Aug 22, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• institutional current
since Sep 15, 2022 · Princeton, Nj
K• F•••••••• P•••••••• L•• former
Apr 17, 2012 to Dec 31, 2023 · Point Pleasant Beach, Nj
K••••••••• A•••••••• L•• state registered
Oct 18, 2004 to Jun 6, 2013 · Point Pleasant Beach, Nj
E•••••••• A•••••••• L•• national BD
Jul 30, 2002 to Apr 16, 2012 · Pt. Pleasant Beach, Nj

Moves

a registration end followed by a registration begin elsewhere

K• F•••••••• P•••••••• L•• to O•••••••••
left Dec 31, 2023, registered Sep 15, 2022 (-472 days) · Other · moved with a team
K••••••••• A•••••••• L•• to K• F•••••••• P•••••••• L••
left Jun 6, 2013, registered Apr 17, 2012 (-415 days) · Other
E•••••••• A•••••••• L•• to K••••••••• A•••••••• L••
left Apr 16, 2012, registered Oct 18, 2004 (-2737 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

W•••••• H•••• D••••• left K• F•••••••• P•••••••• L•• for Onedigital (registered 2022-09-15)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address