DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

K• F•••••••• P•••••••• L••

Former SEC-registered adviserPrinceton, New JerseyCRD 119166SEC 801-78199IAPD

Latest filing Aug 10, 2023

First filing on the tape Jun 6, 2013 · 27 filings

RAUM

$1.3B

reported, Item 5.F

Discretionary

76%

of RAUM

Private clients

73%

$954M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$1.3B as of Mar 31, 2023

Mar 7, 2014$446M then

HNW client RAUM$909M as of Mar 31, 2023

Mar 16, 2018$506M then

State-registered IARs (5.B.3)8 as of Mar 31, 2023

Mar 7, 20147 then

Employees (5.A)17 as of Mar 31, 2023

Mar 7, 201420 then

Private funds: no history

RAUM +22% over the last fiscal year+18% a year over threeIARs 8 to 8offices 1 to 0

Practice profile

derived from the filing of Aug 10, 2023; every figure names its basis

RAUM per advisor: $163MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 25derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $8.9MderivedHNW RAUM over HNW clients
Average account: $1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 76%derivedof RAUM
Institutional: 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.1derivedItem 5.A over advisors
Advisors per office: 8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.6%derived
Compensation: percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody: $212M, 150 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$909M70%
Pension and profit-sharing plans$264M20%
Charitable organizations$82.5M6.3%
Individuals$45.5M3.5%
Corporations and businesses$718,7270.1%

Individual clients: 97reported
HNW clients: 102reported
Pension plan clients: 18reported
Charitable clients: n/areported
Accounts: 1,175reported
Financial planning clients: 11-25reported
Wrap fee programs: noreported
Custody of client assets: $212M for 150 clientsreported
Compensation: % of AUM, fixedreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

W•••••• H•••• D••••• to O•••••••••
Dec 31, 2023 · Other
G••••• C• C••••• to O•••••••••
Dec 31, 2023 · Other
D••••• J•••• F••••••• to O•••••••••
Dec 31, 2023 · Other
E••••• J• S••••••••• to O•••••••••
Dec 31, 2023 · Other
J•••• D•••• K••••• to O•••••••••
Dec 31, 2023 · Other
H•••• N•••••• E•••• to O•••••••••
Dec 31, 2023 · Other
K••••••• M• S•••• to O•••••••••
Dec 31, 2023 · Other
L•••• C••• F•••••• to 4• P•••• I••••••••• A••••••• G••••
Mar 4, 2020 · RIA to a newly registered adviser
B••• K•••••• H•••••• to E•••••••• A•••••••• L••
Mar 4, 2020 · RIA to affiliated broker-dealer or bank
E••• N•• M•••••• to K••••••••• A•••••••• L••
Mar 4, 2020 · RIA to a state-registered adviser
G•••••• E••••• S•••••• to P••••••••• C•••••• A•••••••
Mar 31, 2017 · Other
A•• M•••• R•••••• to W•••• F•••• A•••••••
Dec 7, 2005 · Other

Joined, latest

G••••• C• C••••• from N••••••••• M••••• I••••••••• S•••••••••
Mar 18, 2020 · Other
E••••• J• S••••••••• from E•••••••• A•••••••• L••
Sep 14, 2018 · Affiliated broker-dealer or bank to independent RIA
G•••••• E••••• S•••••• from K••••••••• A•••••••• L••
Jun 12, 2012 · Other
W•••••• H•••• D••••• from K••••••••• A•••••••• L••
Apr 17, 2012 · Other
D••••• J•••• F••••••• from E•••••••• A•••••••• L••
Sep 7, 2006 · Other
E••• N•• M•••••• from E•••••••• A•••••••• L••
Jul 22, 2005 · Other
B••• K•••••• H•••••• from M••••• S•••••• D• I•••
Apr 21, 2005 · Other
A•• M•••• R•••••• from E•••••••• A•••••••• L••
Nov 14, 2002 · Other
L•••• C••• F•••••• from E•••••••• A•••••••• L••
Nov 14, 2002 · Other
J•••• D•••• K••••• from E•••••••• A•••••••• L••
Jul 28, 2000 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

6 left for O•••••••••
Dec 31, 2023 · Princeton, Nj · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K•••••• J••••• D•••• · President And Chief Executive Officercontrol
since 07/1999 · owns less than 5%
R••••• M••••••• J•••• · Chief Compliance Officer And Chief Operating Officercontrol
since 02/2020 · owns less than 5%
K•••••• J••••• D•••• · Managing Membercontrol
since 01/2016 · owns 50% to 75% of K• F•••••••• C••••••••• L••
M••••••• A•••••• J••••• · Chief Investment Strategist
since 06/2020 · owns less than 5%
T•••• S•••••• J••••• · Chief Investment Officer
since 06/2020 · owns less than 5%

Entity owners

K• F•••••••• C••••••••• L•• · Managing Member
direct · owns 75% or more

Related persons

Schedule D 7.A

K• F•••••••• A••••••• P•••••••• L••
insurancen

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Point Pleasant Beach, Nj	0	0	0
Princeton, Nj · principal	0	0	0
Wilton Manors, Fl	0	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 1,058 to 1,175
Feb 1, 2023 to Mar 31, 2023
HNW clients · 89 to 102
Feb 1, 2023 to Mar 31, 2023
Individual clients · 105 to 97
Feb 1, 2023 to Mar 31, 2023
Pension plan clients · 15 to 18
Feb 1, 2023 to Mar 31, 2023
Assets in custody · $187M to $212M
Feb 1, 2023 to Mar 31, 2023
Other offices · 1 to 0
Feb 1, 2023 to Mar 31, 2023
Discretionary RAUM · $778M to $991M
Feb 1, 2023 to Mar 31, 2023
HNW RAUM · $700M to $909M
Feb 1, 2023 to Mar 31, 2023
Individual RAUM · $51.5M to $45.5M
Feb 1, 2023 to Mar 31, 2023
Non-discretionary RAUM · $287M to $311M
Feb 1, 2023 to Mar 31, 2023
Pension RAUM · $267M to $264M
Feb 1, 2023 to Mar 31, 2023
RAUM · $1.1B to $1.3B
Feb 1, 2023 to Mar 31, 2023
Accounts · 699 to 1,058
Jan 7, 2022 to Mar 31, 2022
Advisory employees · 14 to 13
Jan 7, 2022 to Mar 31, 2022
BD registered reps · 10 to 9
Jan 7, 2022 to Mar 31, 2022
HNW clients · 83 to 89
Jan 7, 2022 to Mar 31, 2022
Individual clients · 104 to 105
Jan 7, 2022 to Mar 31, 2022
Pension plan clients · 5 to 15
Jan 7, 2022 to Mar 31, 2022
Assets in custody · $92.2M to $187M
Jan 7, 2022 to Mar 31, 2022
Employees · 18 to 17
Jan 7, 2022 to Mar 31, 2022
Discretionary RAUM · $598M to $778M
Jan 7, 2022 to Mar 31, 2022
HNW RAUM · $498M to $700M
Jan 7, 2022 to Mar 31, 2022
Individual RAUM · $50.1M to $51.5M
Jan 7, 2022 to Mar 31, 2022
Non-discretionary RAUM · $21.0M to $287M
Jan 7, 2022 to Mar 31, 2022
Pension RAUM · $61.4M to $267M
Jan 7, 2022 to Mar 31, 2022
RAUM · $619M to $1.1B
Jan 7, 2022 to Mar 31, 2022
Accounts · 1,316 to 699
Jan 19, 2021 to Mar 26, 2021
Advisory employees · 11 to 14
Jan 19, 2021 to Mar 26, 2021
BD registered reps · 12 to 10
Jan 19, 2021 to Mar 26, 2021
Charity clients · 6.0 to unset
Jan 19, 2021 to Mar 26, 2021
Corporate clients · 7.0 to unset
Jan 19, 2021 to Mar 26, 2021
HNW clients · 125 to 83
Jan 19, 2021 to Mar 26, 2021
Individual clients · 137 to 104
Jan 19, 2021 to Mar 26, 2021
Assets in custody · $66.8M to $92.2M
Jan 19, 2021 to Mar 26, 2021
Employees · 19 to 18
Jan 19, 2021 to Mar 26, 2021
State-registered IARs · 7 to 8
Jan 19, 2021 to Mar 26, 2021
Other offices · 2 to 1
Jan 19, 2021 to Mar 26, 2021
Discretionary RAUM · $758M to $598M
Jan 19, 2021 to Mar 26, 2021
HNW RAUM · $582M to $498M
Jan 19, 2021 to Mar 26, 2021
Individual RAUM · $77.3M to $50.1M
Jan 19, 2021 to Mar 26, 2021

Signals

17 dated events

K• F•••••••• P•••••••• L••'s advisors moved to O••••••••• (Princeton, NJ): 6 of 8 registered, on the same day
Dec 31, 2023 · Firm absorbed (people side) · derived
E••••• J• S••••••••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-14)
Dec 31, 2023 · Advisor changed firm · fact
H•••• N•••••• E•••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-15)
Dec 31, 2023 · Advisor changed firm · fact
K••••••• M• S•••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-15)
Dec 31, 2023 · Advisor changed firm · fact
W•••••• H•••• D••••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-15)
Dec 31, 2023 · Advisor changed firm · fact
J•••• D•••• K••••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-15)
Dec 31, 2023 · Advisor changed firm · fact
D••••• J•••• F••••••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-14)
Dec 31, 2023 · Advisor changed firm · fact
Vasiliky Kyriacou Dionne no longer registered at K• F•••••••• P•••••••• L••; no later IA registration on IAPD
Dec 31, 2023 · Advisor departure · fact
G••••• C• C••••• left K• F•••••••• P•••••••• L•• for O••••••••• (registered 2022-09-14)
Dec 31, 2023 · Advisor changed firm · fact
K• F•••••••• P•••••••• L•• reported RAUM $1.1B, up 72% from $618.8M (2022-01-07 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
K• F•••••••• P•••••••• L•• reported RAUM $784.7M, up 32% from $593.8M (2020-03-11 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
Nmn Erik Mosholt (Chief Investment Officer/Chief Compliance Officer) no longer on Schedule A of K• F•••••••• P•••••••• L•• (listed 2019-10-09, absent 2020-03-11)
Mar 11, 2020 · Control person left · inference
J•••• M•••••• R•••• (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of K• F•••••••• P•••••••• L••
Mar 11, 2020 · Control person joined · fact
Law Regina Massad (Owner) no longer on Schedule A of K• F•••••••• P•••••••• L•• (listed 2018-03-29, absent 2019-03-26)
Mar 26, 2019 · Control person left · inference
Ann Elizabeth Thielmann (Owner) no longer on Schedule A of K• F•••••••• P•••••••• L•• (listed 2018-03-29, absent 2019-03-26)
Mar 26, 2019 · Control person left · inference
K• F•••••••• P•••••••• L•• reported RAUM $615.3M, up 31% from $469.9M (2017-03-16 to 2018-03-16)
Mar 16, 2018 · RAUM change · derived
K• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Jun 6, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026