RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A•••••• R••••
- L•• E••••••••• L•• BD affiliated currentsince Jan 26, 2026 · Mt. Pleasant, Sc
- T•• F•••••••• A••••••• independent RIAOct 23, 2025 to Jan 21, 2026 · Greenville, Sc
- L•• E••••••••• L•• BD affiliatedSep 29, 2025 to Oct 24, 2025 · Mt. Pleasant, Sc
- T•• F•••••••• A••••••• to L•• E••••••••• L••left Jan 21, 2026, registered Jan 26, 2026 (5 days) · RIA to affiliated broker-dealer or bank
- L•• E••••••••• L•• to T•• F•••••••• A•••••••left Oct 24, 2025, registered Oct 23, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Thomas Anthony Russo left The Fiduciary Alliance for Lpl Enterprise, Llc (registered 2026-01-26)Jan 21, 2026 · Advisor changed firm · fact
- Thomas Anthony Russo left Lpl Enterprise, Llc for The Fiduciary Alliance (registered 2025-10-23)Oct 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address