DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sage Capital Holdings, LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 154306SEC 801-71690IAPD
Latest filing May 10, 2013
First filing on the tape Jan 9, 2012 · 18 filings
RAUM
$28.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$28.8M as of Mar 28, 2013
Mar 8, 2012$52.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 28, 2013
Mar 8, 20120 then
Employees (5.A): 3
Private funds: no history
RAUM -45% over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of May 10, 2013; every figure names its basis
RAUM per advisor
$9.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$279,922derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-45%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
103reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Antony Lee Jerrum · Membercontrol
    since 03/2010 · owns 5% to 10%
  • Marion Thomas Johnson · Chairman, Managing Member, Chief Compliance Officercontrol
    since 03/2010 · owns 10% to 25%
  • Church Robert King · Membercontrol
    since 06/2010 · owns 5% to 10%
  • Robert Scott Nieboer · Membercontrol
    since 03/2010 · owns 5% to 10%
  • Michael Charles Phillips · Membercontrol
    since 03/2010 · owns 5% to 10%
  • Irving Theodore Bowden · Member
    since 03/2010 · owns 10% to 25%
  • Wayne Ronald Lankford · Member
    since 03/2010 · owns 5% to 10%
Entity owners
  • Reliance Financial Corporation · Member
    direct · owns 10% to 25%
  • Southern Trading Partners & Consultants, LLC · Member
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
Advisers that list Sage Capital Holdings, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 4 to 3
    Mar 28, 2013 to Apr 22, 2013
  • Accounts · 238 to 103
    Mar 8, 2013 to Mar 22, 2013
  • Insurance-licensed employees · 2 to 3
    Mar 8, 2013 to Mar 22, 2013
  • Discretionary RAUM · $52.7M to $28.8M
    Mar 8, 2013 to Mar 22, 2013
  • RAUM · $52.7M to $28.8M
    Mar 8, 2013 to Mar 22, 2013
  • Advisory employees · unset to 3.0
    May 11, 2012 to Nov 8, 2012
  • BD registered reps · unset to 3.0
    May 11, 2012 to Nov 8, 2012
  • Employees · unset to 3.0
    May 11, 2012 to Nov 8, 2012
  • State-registered IARs · 0 to 3
    May 11, 2012 to Nov 8, 2012
  • Accounts · 131 to 238
    Feb 27, 2012 to Mar 8, 2012
  • Advisory activities · 3 to 4
    Feb 27, 2012 to Mar 8, 2012
  • Financial planning clients · 0 to 101-250
    Feb 27, 2012 to Mar 8, 2012
  • Discretionary RAUM · $28.1M to $52.7M
    Feb 27, 2012 to Mar 8, 2012
  • Non-discretionary RAUM · $5.5M to $0
    Feb 27, 2012 to Mar 8, 2012
  • RAUM · $33.6M to $52.7M
    Feb 27, 2012 to Mar 8, 2012
  • Related adviser · false to true
    Feb 27, 2012 to Mar 8, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026