RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Sep 18, 2026 · New York, Ny
- B•••••• L••• A••••••• S•••••••• I••• BD affiliatedFeb 19, 2026 to Sep 10, 2026 · Concord, Nh
- B•••••• L••• A••••••• S•••••••• I••• to M••••• S••••••left Sep 10, 2026, registered Sep 18, 2026 (8 days) · Affiliated broker-dealer or bank to wirehouse
- T••• B• O•••••••• registered as an investment adviser representative at M••••• S••••••Sep 18, 2026 · Advisor registered · fact
- T••• B• O•••••••• left B•••••• L••• A••••••• S•••••••• I••• for M••••• S•••••• (registered 2026-09-18)Sep 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address