R•••••• G•••••• H•••

K••••• A••••••• S•••••••• L••BD affiliatedPonte Vedra Beach, Fl dual registrantIAPD 811949

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

1 y

since Sep 4, 2025

In the industry

51 y

since Apr 1, 1975 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 4, 2025 · Ponte Vedra Beach, Fl
C••••••••• F•••••••• N•••••• national BD
Nov 1, 2005 to Sep 4, 2025 · Ponte Vedra Beach, Fl
O•••• F•• I••• former
Nov 2, 1992 to Nov 2, 2005 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
left Sep 4, 2025, registered Sep 4, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• F•• I••• to C••••••••• F•••••••• N••••••
left Nov 2, 2005, registered Nov 1, 2005 (-1 days) · Other

Signals

••• Locked
Sep 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 51derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address