RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• B•••• R••••••
- S••••••• P•••••• A•••••••• L••• institutional currentsince Jan 2, 2020 · Wakefield, Ma
- A•• P•••••••• S••••••••• I••• formerMay 1, 2012 to Mar 9, 2020 · Bingham Farms, Mi
- V•••••• A•••••••• I••• BD affiliatedFeb 8, 2012 to Dec 31, 2019 · Bingham Farms, Mi
- A•• P•••••••• S••••••••• I••• formerAug 27, 2010 to Sep 13, 2011 · Bingham Farms, Mi
- E•••••••• A•••••••• L•• national BDApr 15, 1992 to Feb 1, 2012 · Bingham Farms, Mi
- A•• P•••••••• S••••••••• I••• to S••••••• P•••••• A•••••••• L•••left Mar 9, 2020, registered Jan 2, 2020 (-67 days) · Other
- V•••••• A•••••••• I••• to A•• P•••••••• S••••••••• I•••left Dec 31, 2019, registered May 1, 2012 (-2800 days) · Other
- E•••••••• A•••••••• L•• to A•• P•••••••• S••••••••• I•••left Feb 1, 2012, registered Aug 27, 2010 (-523 days) · Other
- A•• P•••••••• S••••••••• I••• to V•••••• A•••••••• I•••left Sep 13, 2011, registered Feb 8, 2012 (148 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 50derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address