RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• P•••• N•••
- W•••• F•••• A••••••• wirehouse currentsince Jun 16, 2026 · Jacksonville, Fl
- L•• E••••••••• L•• BD affiliatedDec 2, 2025 to Apr 15, 2026 · Orlando, Fl
- L•• E••••••••• L•• to W•••• F•••• A•••••••left Apr 15, 2026, registered Jun 16, 2026 (62 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• P•••• N••• left L•• E••••••••• L•• for W•••• F•••• A••••••• (registered 2026-06-16)Apr 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address