DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oneascent Financial Services LLC
Latest filing Aug 14, 2026
First filing on the tape Aug 9, 2016 · 116 filings
SEC status approved since Aug 24, 2016
RAUM
$3.5B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
85%
$3.0B individuals and HNW
Advisors
83
registered through the firm on IAPD
RAUM per advisor
$42.6M
derived; firm RAUM over IAPD count
Employees
161
74 advisory (5.B.1)
Offices
35
beyond the principal office
Private funds
0
reported on Schedule D
History
116 filings and snapshots on the tape
RAUM$3.5B as of Aug 14, 2026
Mar 30, 2017$0 then
HNW client RAUM$1.9B as of Aug 14, 2026
Mar 30, 2018$50.2M then
State-registered IARs (5.B.3)76 as of Aug 14, 2026
Mar 30, 20178 then
Employees (5.A)161 as of Aug 14, 2026
Mar 30, 20179 then
Private funds: no history
RAUM +98% over the last fiscal year+98% a year over threeIARs 42 to 76offices 32 to 35
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $42.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $221,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.3derived36 offices incl. principal (1.F.5)
- RAUM growth, one year
- +98%derivedbetween the last two annual amendments
- Advisor growth, one year
- +81%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +72%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $562M, 2,504 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B54%
- Individuals$1.1B31%
- Pension and profit-sharing plans$303M8.6%
- Charitable organizations$182M5.2%
- Corporations and businesses$27.7M0.8%
- Individual clients
- 4,324reported
- HNW clients
- 804reported
- Pension plan clients
- 70reported
- Charitable clients
- 45reported
- Accounts
- 16,009reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $562M for 2,504 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=16.0derived
Advisors registered through the firm
79 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Cavett Robert CooperCertified Financial Planner | Birmingham, Al | Mar 22, 2017 | 15 y | 1 |
| William Robert Hines | Greenville, Sc | Sep 28, 2017 | 10 y | 2 |
| Stacey Ann Zahoranski | Akron, Oh | Nov 1, 2017 | 19 y | 4 |
| Michael KuckelChartered Financial Analyst | Birmingham, Al | Dec 20, 2017 | 21 y | 2 |
| Harry Noble PearsonCertified Financial Planner | Birmingham, Al | Apr 5, 2018 | 29 y | 1 |
| Michael Thomas Bajc | Akron, Oh | May 6, 2019 | 15 y | 0 |
| Robert Walter Felts | Simpsonville, Sc | Sep 6, 2019 | 12 y | 0 |
| Benjamin Jonathan Craft | Birmingham, Al | Jul 10, 2020 | 10 y | 1 |
| Mark Lee Tevebaugh | Birmingham, Al | Oct 29, 2020 | 39 y | 5 |
| Alexander Garret Peloquin | Kennewick, Wa | Mar 19, 2021 | 10 y | 1 |
| John Calvin McdonaldCertified Financial Planner | Birmingham, Al | Mar 19, 2021 | 19 y | 1 |
| Thomas Edward PowellCertified Financial Planner | Birmingham, Al | May 7, 2021 | 37 y | 1 |
| Suzuanne Marie FosterCertified Financial Planner | Birmingham, Al | Sep 15, 2021 | 22 y | 1 |
| Nelson Negron | Birmingham, Al | May 16, 2022 | 15 y | 3 |
| Tyler Owen MartinCertified Financial Planner | Nashville, Tn | Sep 15, 2022 | 13 y | 1 |
| Mitchell Stanley Martin | Nashville, Tn | Sep 16, 2022 | 28 y | 2 |
| Cameron David CollierCertified Financial Planner | Decatur, In | Oct 3, 2022 | 16 y | 1 |
| Joshua Stuart Smith | Birmingham, Al | Oct 4, 2022 | 13 y | 0 |
| Mark Eugene MorrisonCertified Financial Planner | Birmingham, Al | May 22, 2023 | 32 y | 1 |
| Ian Matthew Morrison | Crystal Lake, Il | May 22, 2023 | 15 y | 1 |
| Brad Alan NelsonCertified Financial Planner | Birmingham, Al | Jun 9, 2023 | 15 y | 1 |
| Sara Kristen Bolen | Birmingham, Al | Jun 9, 2023 | 27 y | 2 |
| Simon Paul Jackson | Birmingham, Al | Jun 9, 2023 | 10 y | 1 |
| Paul Stanley Tyers | Toronto | Jul 5, 2023 | 14 y | 0 |
| John Robert TateCertified Financial Planner | Maryville, Tn | Aug 25, 2023 | 14 y | 1 |
| Carl James Reed | Birmingham, Al | Sep 22, 2023 | 10 y | 2 |
| Graig StettnerChartered Financial Analyst | Birmingham, Al | Sep 22, 2023 | 12 y | 3 |
| Matthew Robert Dorweiler | Birmingham, Al | Sep 22, 2023 | 20 y | 2 |
| Timothy James Stoller | Van Wert, Oh | Sep 22, 2023 | 26 y | 4 |
| Erin Kae Gilbert | Bluffton, In | Sep 22, 2023 | 10 y | 2 |
| Tamela Jean SperrCertified Financial Planner | Birmingham, Al | Sep 22, 2023 | 32 y | 4 |
| Seth David Gerber | Birmingham, Al | Sep 22, 2023 | 18 y | 3 |
| Erin Nicole LaukhufCertified Financial Planner | Van Wert, Oh | Sep 22, 2023 | 15 y | 4 |
| Jordan ArnoldCertified Financial Planner | Birmingham, Al | Sep 25, 2023 | 10 y | 2 |
| Matthew Edward Moses | Maumee, Oh | Jan 2, 2024 | 16 y | 1 |
| Bailey Ziemski-Harwood | Birmingham, Al | Jan 18, 2024 | 15 y | 1 |
| Caleb Dean ThomasCertified Financial Planner | Birmingham, Al | Feb 22, 2024 | 10 y | 0 |
| Arlen Ray Royalty | Greenville, Sc | Mar 8, 2024 | 17 y | 1 |
| Kaden Laine Bussel | Bluffton, In | Apr 22, 2024 | 10 y | 0 |
| Benjamin A Wilhelm | Birmingham, Al | May 31, 2024 | 11 y | 1 |
Advisor movement
3 left, 5 joined in 12 months
net +2 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 3.6% of current headcount6 left over 36 months
Left, latest
- Trina L Hanner to Salt Light Investing For The GoodJul 1, 2026 · RIA to a state-registered adviser
- Thomas James Claud to Oneascent Wealth ManagementApr 27, 2026 · RIA to RIA
- Nathan Aaron Cherry to LPL Financial LLCApr 8, 2026 · RIA to affiliated broker-dealer or bank
- Joshua Darrin Mudse to AtlasMay 15, 2025 · RIA to RIA
- James Bradford Stark to Impact Partnership Wealth, LLCJan 29, 2025 · RIA to RIA
- Benjamin D Weerts to Thrivent Investment Management Inc.Aug 29, 2024 · RIA to affiliated broker-dealer or bank
- Daniel Erik Milks to Fiduciary Organization, LLCJul 3, 2023 · RIA to a state-registered adviser
- Graham Robert Morris to Fiduciary Organization, LLCApr 21, 2023 · RIA to a state-registered adviser
- Emily Grace Scott to Core PlanningMar 31, 2023 · RIA to RIA
- Randall Heath Morris to Oneascent Wealth ManagementJul 16, 2020 · RIA to a newly registered adviser
- Robert Hays Latimer to Oneascent Wealth ManagementJul 16, 2020 · RIA to a newly registered adviser
- Benjamin Jonathan Craft to Oneascent Wealth ManagementJul 16, 2020 · RIA to a newly registered adviser
- Peter William Johnson to Pwjohnson Wealth ManagementJul 1, 2020 · Other
- Henry Steven Reed to Pwjohnson Wealth ManagementJun 15, 2020 · Other
- Laura Steffey Moss to Sikich FinancialNov 20, 2019 · RIA to RIA
Joined, latest
- David Timothy Bresnahan from Cx Institutional, LLCJun 22, 2026 · RIA to RIA
- Matthew Williams from Cetera Investment Advisers LLCApr 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jose Felix Jimenez from Parsonex Advisory Services, Inc.Feb 4, 2026 · RIA to RIA
- Peter James Hynes from Verity Asset ManagementDec 1, 2025 · RIA to RIA
- Nathan Aaron Cherry from Fidelis FinancialOct 21, 2025 · Other
- Scott Arthur Mackenzie from Insight Private Advisors, LLCSep 4, 2025 · RIA to RIA
- Justin Owen Cunningham from Edward JonesJul 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- Eric Scott Dorman from Stonex Advisors Inc.Jun 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kevin Arthur Rhodes from Stonex Advisors Inc.Jun 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joseph Scott Hudock from Stonex Advisors Inc.Jun 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Randall Leo Franklin from Private Advisor Group, LLCMay 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Seth Logan Franklin from Private Advisor Group, LLCMay 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jacob Robert Pryor from G. A. Repple & CompanyMay 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Daniel Louis Hardt from G. A. Repple & CompanyMay 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Charles Thomas Alvey from G. A. Repple & CompanyMay 1, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Oneascent Wealth ManagementJul 16, 2020 · Birmingham, Al
- 3 joined from Stonex Advisors Inc.Jun 9, 2025 · Orefield, Pa
- 3 joined from G. A. Repple & CompanyMay 15, 2025 · Louisville, Ky
- 2 joined from RBC Capital Markets, LLCJan 27, 2025 · Bozeman, Mt
- 6 joined from Gateway Wealth Partners, LLCSep 26, 2023 · Appleton, Wi
- 3 joined from Thrivent Investment Management Inc.Jun 12, 2023 · Grand Rapids, Mn
- 2 joined from Thrivent Investment Management Inc.Jun 12, 2023 · Fargo, Nd
- 2 joined from Securities America Advisors, Inc.May 25, 2023 · Crystal Lake, Il
- 2 joined from Woodmark Wealth Management, LLCOct 5, 2022 · Greenville, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Thomas Claud · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- Wayne Robert Grubb · Chief Operating Officercontrolsince 02/2017 · owns less than 5%
- Noble Harry Pearson · Managercontrolsince 02/2017 · owns less than 5%
- Michelle Tomonica Stoudemire · Chief Compliance Officercontrolsince 08/2026 · owns less than 5%
- Noble Harry Pearson · Ownercontrolsince 02/2017 · owns 75% or more of Oneascent Holdings LLC
Entity owners
- Oneascent Holdings LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Oneascent Capitalinvestment adviserpooled vehicle sponsornRAUM $55.6M
- Oneascent Family Officesinvestment advisernRAUM $544M
- Oneascent Investment Solutions, LLCinvestment advisernRAUM $987M
- Oneascent Wealth Managementinvestment advisernRAUM $476M
Advisers that list Oneascent Financial Services LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 83 | 16 | 1 | ||
| Van Wert, Oh | 5 | 1 | 0 | ||
| Grand Rapids, Mn | 4 | 0 | 0 | ||
| Greenville, Sc | 4 | 1 | 0 | ||
| Andover, Nj | 4 | 2 | 0 | ||
| Clermont, Fl | 4 | 4 | 0 | ||
| Decatur, In | 4 | 0 | 0 | ||
| Louisville, Ky | 3 | 0 | 0 | ||
| Crystal Lake, Il | 3 | 0 | 0 | ||
| Morris, Mn | 3 | 0 | 0 | ||
| Nashville, Tn | 3 | 0 | 0 | ||
| Orefield, Pa | 3 | 0 | 0 | ||
| Bluffton, In | 3 | 1 | 0 | ||
| Akron, Oh | 2 | 0 | 0 | ||
| Bozeman, Mt | 2 | 0 | 0 | ||
| Franklin, Tn | 2 | 0 | 0 | ||
| Kennewick, Wa | 2 | 0 | 0 | ||
| Madisonville, Ky | 2 | 0 | 0 | ||
| Maryville, Tn | 2 | 1 | 0 | ||
| Myrtle Beach, Sc | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Grand Rapids, MN4 employees
- Greenville, SC3 employees
- Van Wert, OH3 employees
- Andover, NJ3 employees
- Crystal Lake, IL2 employees
- Decatur, IN2 employees
- Toronto, Canada2 employees
- Akron, OH2 employees
- Kennewick, WA2 employees
- Morris, MN2 employees
- Nashville, TN2 employees
- Selinsgrove, PA1 employees
- , 1 employees
- Beverly, MA1 employees
- Bluffton, IN1 employees
- Cordova, TN1 employees
- Fort Wayne, IN1 employees
- Houston, TX1 employees
- Huntsville, AL1 employees
- International Falls, MN1 employees
- Laguna Niguel, CA1 employees
- Myrtle Beach, SC1 employees
- San Antonio, TX1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 14, 2026STOUDEMIRE, TOMONICA, MICHELLE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2022-08-12 and 2026-08-14peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 14, 2026CLAUD, THOMAS, JAMES (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-08-12 and 2026-08-14peers: independent wealth managers, $1B to $5B (1,360)
- client count surgeChange between filings · filing Apr 28, 2026individual and HNW clients (Item 5.D) moved from 2,983.0 to 5,128.0 (+72.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +5.0% (1132 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 97% percentile
- account count surgeChange between filings · filing Apr 28, 2026accounts (Item 5.F.2.f) moved from 7,877.0 to 16,009.0 (+103.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $1,788,648,397 to $3,537,993,573 (+98.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +17.0% (1297 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 98% percentile
- employee count surgeChange between filings · filing Apr 28, 2026employees (Item 5.A) moved from 80.0 to 161.0 (+101.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 99% percentile
- advisor count surgeChange between filings · filing Apr 28, 2026advisory representatives (Item 5.B.3) moved from 42.0 to 76.0 (+81.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 11,150 to 16,009Feb 6, 2026 to Mar 19, 2026
- Advisory employees · 57 to 74Feb 6, 2026 to Mar 19, 2026
- BD registered reps · 12 to 16Feb 6, 2026 to Mar 19, 2026
- Charity clients · 43 to 45Feb 6, 2026 to Mar 19, 2026
- Corporate clients · 22 to 36Feb 6, 2026 to Mar 19, 2026
- HNW clients · 622 to 804Feb 6, 2026 to Mar 19, 2026
- Individual clients · 3,435 to 4,324Feb 6, 2026 to Mar 19, 2026
- Pension plan clients · 66 to 70Feb 6, 2026 to Mar 19, 2026
- Assets in custody · $549M to $562MFeb 6, 2026 to Mar 19, 2026
- Employees · 125 to 161Feb 6, 2026 to Mar 19, 2026
- State-registered IARs · 61 to 76Feb 6, 2026 to Mar 19, 2026
- Discretionary RAUM · $2.4B to $3.1BFeb 6, 2026 to Mar 19, 2026
- HNW RAUM · $1.3B to $1.9BFeb 6, 2026 to Mar 19, 2026
- Individual RAUM · $850M to $1.1BFeb 6, 2026 to Mar 19, 2026
- Non-discretionary RAUM · $178M to $485MFeb 6, 2026 to Mar 19, 2026
- Pension RAUM · $246M to $303MFeb 6, 2026 to Mar 19, 2026
- RAUM · $2.6B to $3.5BFeb 6, 2026 to Mar 19, 2026
- Other offices · 34 to 35Aug 13, 2025 to Oct 23, 2025
- Financial planning clients · 251-500 to 251-500May 28, 2025 to Jun 6, 2025
- Other offices · 33 to 34May 28, 2025 to Jun 6, 2025
- Accounts · 7,877 to 11,150Jan 3, 2025 to May 1, 2025
- Advisory employees · 39 to 57Jan 3, 2025 to May 1, 2025
- Charity clients · 34 to 43Jan 3, 2025 to May 1, 2025
- Corporate clients · 15 to 22Jan 3, 2025 to May 1, 2025
- HNW clients · 399 to 622Jan 3, 2025 to May 1, 2025
- Individual clients · 2,584 to 3,435Jan 3, 2025 to May 1, 2025
- Pension plan clients · 65 to 66Jan 3, 2025 to May 1, 2025
- Assets in custody · $321M to $549MJan 3, 2025 to May 1, 2025
- Employees · 80 to 125Jan 3, 2025 to May 1, 2025
- Insurance-licensed employees · 3 to 8Jan 3, 2025 to May 1, 2025
- State-registered IARs · 42 to 61Jan 3, 2025 to May 1, 2025
- Other offices · 32 to 33Jan 3, 2025 to May 1, 2025
- Discretionary RAUM · $1.7B to $2.4BJan 3, 2025 to May 1, 2025
- HNW RAUM · $782M to $1.3BJan 3, 2025 to May 1, 2025
- Individual RAUM · $633M to $850MJan 3, 2025 to May 1, 2025
- Non-discretionary RAUM · $102M to $178MJan 3, 2025 to May 1, 2025
- Pension RAUM · $212M to $246MJan 3, 2025 to May 1, 2025
- RAUM · $1.8B to $2.6BJan 3, 2025 to May 1, 2025
- Other offices · 31 to 32Oct 23, 2024 to Dec 3, 2024
- Other offices · 30 to 31Sep 30, 2024 to Oct 23, 2024
Signals
32 dated events
- Trina L Hanner left Oneascent Financial Services Llc for Salt Light Investing For The Good (registered 2026-04-08)Jul 1, 2026 · Advisor changed firm · fact
- Thomas James Claud left Oneascent Financial Services Llc for Oneascent Wealth Management (registered 2022-04-26)Apr 27, 2026 · Advisor changed firm · fact
- Nathan Aaron Cherry left Oneascent Financial Services Llc for Lpl Financial Llc (registered 2026-04-14)Apr 8, 2026 · Advisor changed firm · fact
- Oneascent Financial Services Llc reported RAUM $3.5B, up 36% from $2.6B (2026-02-06 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- Oneascent Financial Services Llc reported 76 state-registered advisory representatives, up from 61 (2026-02-06 to 2026-03-19)Mar 19, 2026 · Advisor headcount change · derived
- 3 advisors left Stonex Advisors Inc. (Orefield, PA) for Oneascent Financial Services LLC within 7 daysJun 9, 2025 · Team lift-out · derived
- 2 advisors left G. A. Repple & Company (Louisville, KY) for Oneascent Financial Services LLC on the same dayMay 15, 2025 · Team lift-out · derived
- Joshua Darrin Mudse left Oneascent Financial Services Llc for Atlas (registered 2025-05-23)May 15, 2025 · Advisor changed firm · fact
- Oneascent Financial Services Llc reported RAUM $2.6B, up 46% from $1.8B (2025-01-03 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Oneascent Financial Services Llc reported 61 state-registered advisory representatives, up from 42 (2025-01-03 to 2025-05-01)May 1, 2025 · Advisor headcount change · derived
- James Bradford Stark left Oneascent Financial Services Llc for Impact Partnership Wealth, Llc (registered 2025-03-10)Jan 29, 2025 · Advisor changed firm · fact
- 2 advisors left RBC Capital Markets, LLC (Bozeman, MT) for Oneascent Financial Services LLC on the same dayJan 27, 2025 · Team lift-out · derived
- Benjamin D Weerts left Oneascent Financial Services Llc for Thrivent Investment Management Inc. (registered 2024-09-04)Aug 29, 2024 · Advisor changed firm · fact
- Oneascent Financial Services Llc reported 42 state-registered advisory representatives, up from 27 (2024-01-19 to 2024-03-21)Mar 21, 2024 · Advisor headcount change · derived
- Oneascent Financial Services Llc reported RAUM $1.8B, up 292% from $456.4M (2024-01-19 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- 7 advisors left Gateway Wealth Partners, LLC (Appleton, WI) for Oneascent Financial Services LLC on the same daySep 26, 2023 · Team lift-out · derived
- Oneascent Financial Services Llc reported 24 offices beyond its principal office, up from 19 (2023-09-08 to 2023-09-22)Sep 22, 2023 · Office count change · derived
- Daniel Erik Milks left Oneascent Financial Services Llc for Fiduciary Organization, Llc (registered 2024-11-13)Jul 3, 2023 · Advisor changed firm · fact
- 2 advisors left Thrivent Investment Management Inc. (Fargo, ND) for Oneascent Financial Services LLC on the same dayJun 12, 2023 · Team lift-out · derived
- 3 advisors left Thrivent Investment Management Inc. (Aitkin, MN) for Oneascent Financial Services LLC within 2 daysJun 12, 2023 · Team lift-out · derived
- 2 advisors left Securities America Advisors, Inc. (Crystal Lake, IL) for Oneascent Financial Services LLC on the same dayMay 25, 2023 · Team lift-out · derived
- Graham Robert Morris left Oneascent Financial Services Llc for Fiduciary Organization, Llc (registered 2025-03-25)Apr 21, 2023 · Advisor changed firm · fact
- Emily Grace Scott left Oneascent Financial Services Llc for Core Planning (registered 2023-04-20)Mar 31, 2023 · Advisor changed firm · fact
- 2 advisors left Woodmark Wealth Management, LLC (Greenville, SC) for Oneascent Financial Services LLC on the same dayOct 5, 2022 · Team lift-out · derived
- James Thomas Claud (Chief Compliance Officer) appeared on Schedule A of Oneascent Financial Services LlcAug 12, 2022 · Control person joined · fact
- Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of Oneascent Financial Services Llc (listed 2022-07-07, absent 2022-08-12)Aug 12, 2022 · Control person left · inference
- Oneascent Financial Services Llc reported RAUM $385.4M, up 78% from $216.7M (2021-12-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Oneascent Financial Services Llc reported 20 state-registered advisory representatives, up from 10 (2021-12-02 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- Oneascent Financial Services Llc reported 10 state-registered advisory representatives, down from 20 (2021-03-19 to 2021-03-31)Mar 31, 2021 · Advisor headcount change · derived
- Oneascent Financial Services Llc reported RAUM $216.7M, down 38% from $351.4M (2021-03-19 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/72688099reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/66303643reportedpublic record, Form ADV, Sep 17, 2026
- Website
- oneascent.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 205-313-9142reportedpublic record, Form ADV, Aug 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026