RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••••• K•••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Sep 18, 2026 · Glastonbury, Ct
- W•••••• C•••••• M••• state registeredJun 16, 2026 to Sep 11, 2026 · Cromwell, Ct
- S••••••• P••••••• independent RIAMar 3, 2026 to Apr 17, 2026 · Glastonbury, Ct
- W•••••• C•••••• M••• to P•••••• A•••••• G••••• L••left Sep 11, 2026, registered Sep 18, 2026 (7 days) · Other
- S••••••• P••••••• to W•••••• C•••••• M•••left Apr 17, 2026, registered Jun 16, 2026 (60 days) · RIA to a state-registered adviser
- B•••••• M•••••• K••• registered as an investment adviser representative at P•••••• A•••••• G••••• L••Sep 18, 2026 · a•••••• registered · fact
- B•••••• M•••••• K••• left W•••••• C•••••• M••• for P•••••• A•••••• G••••• L•• (registered 2026-09-18)Sep 11, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address