RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••• M••••••••
- V••••••••• A••••••• S••••••• BD affiliated currentsince Jul 12, 2016 · Hudson, Ma
- O••••••••• • C•• I••• BD affiliatedAug 25, 2008 to Apr 8, 2014 · Boston, Ma
- W•••• F•••• A••••••• wirehouseJul 2, 2003 to Aug 22, 2008 · Waltham, Ma
- O••••••••• • C•• I••• to V••••••••• A••••••• S•••••••left Apr 8, 2014, registered Jul 12, 2016 (826 days) · Other
- W•••• F•••• A••••••• to O••••••••• • C•• I•••left Aug 22, 2008, registered Aug 25, 2008 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address