RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• C••• H•••••
- W••••• I•••••••• S•••••• I•• other currentsince Mar 30, 2017 · Highlands Ranch, Co
- G•••• I••••••••• M••••••••• I••• formerDec 4, 2012 to Mar 26, 2015 · Castle Pines, Co
- M••••• A••••••• S•••••••• I••• independent RIAJun 17, 2010 to Nov 13, 2012 · Dublin, Oh
- M••••• A•••• M••••••••• I••• asset managerJun 16, 2010 to Nov 13, 2012 · Dublin, Oh
- G•••• I••••••••• M••••••••• I••• to W••••• I•••••••• S•••••• I••left Mar 26, 2015, registered Mar 30, 2017 (735 days) · Other
- M••••• A•••• M••••••••• I••• to M••••• A••••••• S•••••••• I•••left Nov 13, 2012, registered Jun 17, 2010 (-880 days) · Other
- M••••• A••••••• S•••••••• I••• to G•••• I••••••••• M••••••••• I•••left Nov 13, 2012, registered Dec 4, 2012 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address