DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• I•••••••• S•••••• I••
Latest filing Mar 16, 2026
First filing on the tape Mar 28, 2012 · 31 filings
SEC status approved since Feb 23, 1996
RAUM
$1.2B
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
3.0%
$35.8M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$242M
derived; firm RAUM over IAPD count
Employees
22
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.2B as of Mar 16, 2026
Mar 28, 2012$1.5B then
HNW client RAUM$12.2M as of Mar 16, 2026
Mar 28, 2018$9.3M then
State-registered IARs (5.B.3)7 as of Mar 16, 2026
Feb 6, 201315 then
Employees (5.A)22 as of Mar 16, 2026
Feb 6, 201336 then
Private funds: no history
RAUM -2.4% over the last fiscal year-2.3% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- $302MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +35%derived
- Compensation
- percentage of assets, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$762M66%
- Pension and profit-sharing plans$215M19%
- State and municipal entities$97.6M8.5%
- Charitable organizations$36.5M3.2%
- Individuals$23.6M2.1%
- High-net-worth individuals$12.2M1.1%
- Corporations and businesses$2.0M0.2%
- Individual clients
- 53reported
- HNW clients
- 9reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 1,171reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $31.3M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.03 fund_share=0.0 institutional_share=0.29 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• F•••••• M••••• | Milford, Ct | Aug 16, 1996 | 42 y | 0 |
| A••• S••••••••• K•••••••• | Shelton, Ct | Feb 25, 1997 | 32 y | 0 |
| R•••••• P•••••• M•••••• | Shelton, Ct | Jan 23, 2012 | 24 y | 0 |
| S•••••• C••• H••••• | Highlands Ranch, Co | Mar 30, 2017 | 23 y | 3 |
| M••••• M•••••••••Chartered Financial Analyst | Shelton, Ct | Nov 3, 2025 | 14 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••••• R•••••• S•••• to O•••• I••••••••• I•••Apr 6, 2023 · Other
- J••••• A•••••• D••••••••• to F•••••••• I••••••••• A•••••••• L••Feb 5, 2018 · Other
- E••••• E•••••••• B•••• to D•••••• A•••• M••••••••• I•••Apr 25, 2016 · Other
- S•••••• R•••••• S•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 13, 2014 · Other
- A•••••• M••••• to U•• F•••••••• S••••••• I•••Jul 29, 2014 · Other
- D•••• H••••• T•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 19, 2014 · Other
- A••••••••• U••••• to M••••••••• A•••••••Sep 2, 2009 · Other
- C•••••• T••••• S•••• to F•• A•••••••Sep 2, 2009 · Other
- D•••• H••••• T•••••• to W••••• P•••••• A•••• M••••••••• L••Jul 20, 2006 · Other
- S•••••• A••• B•••• to V••• F•••••••• P•••••••• L••Mar 21, 2006 · Other
Joined, latest
- M••••• M••••••••• from T•• A•••• M•••••••••Nov 3, 2025 · Other
- S•••••• R•••••• S•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Feb 16, 2022 · Other
- S•••••• C••• H••••• from G•••• I••••••••• M••••••••• I•••Mar 30, 2017 · Other
- E••••• E•••••••• B•••• from N••••••••• M••••• I••••••••• S•••••••••Sep 8, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• M••••••• J• · Chief Compliance Officercontrolsince 08/2018 · owns less than 5%
- K••••••••• A•••• S••••••••• · Chairman, Ceo And Ciocontrolsince 07/2018 · owns less than 5%
- V•• D•••••• M••••• A•••••• E•••• · President And Cio Of Global Fixed Incomecontrolsince 07/2018 · owns less than 5%
- K••••••••• A•••• S••••••••• · Shareholdercontrolsince 07/2018 · owns 75% or more of K•••••••• C•••••• M••••••••• I•••
Entity owners
- T•• W••••••• C••••••••• · Sole Shareholderdirect · owns 75% or more
- K•••••••• C•••••• M••••••••• I••• · Shareholderindirect · owns 75% or more of T•• W••••••• C•••••••••
Related persons
Schedule D 7.A
- T•• W••••••• C•••••••••investment advisery
- W••••• I••••••••• S•••••• D••••••••• I•••broker-dealern
- W••••• P•••••• A•••• M••••••••• L••investment adviseryRAUM $74.1M
Advisers that list W••••• I•••••••• S•••••• I•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Shelton, Ct · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,286 to 1,171Oct 6, 2025 to Mar 16, 2026
- HNW clients · 6 to 9Oct 6, 2025 to Mar 16, 2026
- Individual clients · 40 to 53Oct 6, 2025 to Mar 16, 2026
- Pension plan clients · 10 to 8Oct 6, 2025 to Mar 16, 2026
- Employees · 23 to 22Oct 6, 2025 to Mar 16, 2026
- Discretionary RAUM · $712M to $690MOct 6, 2025 to Mar 16, 2026
- HNW RAUM · $8.1M to $12.2MOct 6, 2025 to Mar 16, 2026
- Individual RAUM · $16.9M to $23.6MOct 6, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $526M to $518MOct 6, 2025 to Mar 16, 2026
- Pension RAUM · $294M to $215MOct 6, 2025 to Mar 16, 2026
- RAUM · $1.2B to $1.2BOct 6, 2025 to Mar 16, 2026
- Wrap assets (manager) · $22.2M to $31.3MOct 6, 2025 to Mar 16, 2026
- Financial planning clients · 0 to 0Aug 6, 2025 to Oct 6, 2025
- Advisory employees · 10 to 9Mar 17, 2025 to Jun 2, 2025
- BD registered reps · 4 to 3Mar 17, 2025 to Jun 2, 2025
- Employees · 24 to 23Mar 17, 2025 to Jun 2, 2025
- Insurance-licensed employees · 3 to 2Mar 17, 2025 to Jun 2, 2025
- State-registered IARs · 8 to 7Mar 17, 2025 to Jun 2, 2025
- Accounts · 1,247 to 1,286Dec 3, 2024 to Mar 17, 2025
- Advisory employees · 9 to 10Dec 3, 2024 to Mar 17, 2025
- Corporate clients · 11.0 to unsetDec 3, 2024 to Mar 17, 2025
- HNW clients · 21 to 6Dec 3, 2024 to Mar 17, 2025
- Individual clients · 57 to 40Dec 3, 2024 to Mar 17, 2025
- Pension plan clients · 13 to 10Dec 3, 2024 to Mar 17, 2025
- Employees · 20 to 24Dec 3, 2024 to Mar 17, 2025
- Financial planning clients · unset to 0Dec 3, 2024 to Mar 17, 2025
- Discretionary RAUM · $749M to $712MDec 3, 2024 to Mar 17, 2025
- HNW RAUM · $49.4M to $8.1MDec 3, 2024 to Mar 17, 2025
- Individual RAUM · $31.2M to $16.9MDec 3, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $544M to $526MDec 3, 2024 to Mar 17, 2025
- Pension RAUM · $327M to $294MDec 3, 2024 to Mar 17, 2025
- RAUM · $1.3B to $1.2BDec 3, 2024 to Mar 17, 2025
- Wrap assets (manager) · $107M to $22.2MDec 3, 2024 to Mar 17, 2025
- Accounts · 1,377 to 1,247Nov 22, 2023 to Mar 14, 2024
- Advisory employees · 7 to 9Nov 22, 2023 to Mar 14, 2024
- BD registered reps · 5 to 4Nov 22, 2023 to Mar 14, 2024
- Corporate clients · unset to 11.0Nov 22, 2023 to Mar 14, 2024
- HNW clients · 15 to 21Nov 22, 2023 to Mar 14, 2024
- Pension plan clients · 15 to 13Nov 22, 2023 to Mar 14, 2024
- Employees · 18 to 20Nov 22, 2023 to Mar 14, 2024
Signals
2 dated events
- M••• F•••••• M••••• no longer holds an investment adviser registration (last listed at W••••• I•••••••• S•••••• I•• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- S•••••• R•••••• S•••• left W••••• I•••••••• S•••••• I•• for O•••• I••••••••• I••• (registered 2023-07-11)Apr 6, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- W••••• I•••••••• S•••••• I•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wright-investors%27%E2%80%8B-servicereportedpublic record, Form ADV, Sep 18, 2026
- Website
- WISI.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-783-4400reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $242Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026