RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• H••••• W•••••••
- I•••••• A•••••••• L•• independent RIA currentsince Jun 15, 2023 · Little Rock, Ar
- S••••• M••••••••• independent RIAMar 4, 2019 to Jun 14, 2023 · Little Rock, Ar
- L•••••••• W••••• M••••••••• L•• unclassifiedNov 30, 2009 to Apr 16, 2019 · Little Rock, Ar
- S••••• M••••••••• to I•••••• A•••••••• L••left Jun 14, 2023, registered Jun 15, 2023 (1 days) · RIA to RIA · moved with a team
- L•••••••• W••••• M••••••••• L•• to S••••• M•••••••••left Apr 16, 2019, registered Mar 4, 2019 (-43 days) · Other
- W•••••• H••••• W••••••• left S••••• M••••••••• for I•••••• A•••••••• L•• (registered 2023-06-15)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address