DFX Intelligence
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Feed of 09/14/2026
At current firm
10 y
since Jun 2, 2016
In the industry
24 y
since Jan 24, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• O••• I••• former currentsince Jun 2, 2016 · Boca Raton, Fl
- F•••••••• O••• I••• formerOct 9, 2013 to Oct 26, 2015 · Boca Raton, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 14, 2009 to Aug 12, 2013 · Boca Raton, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 20, 2007 to Oct 10, 2009 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••••••• O••• I•••left Aug 12, 2013, registered Oct 9, 2013 (58 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2009, registered May 14, 2009 (-149 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address