H••••• S• W••••

• A••••••• F•••••••• A•••••••• L•• BD affiliated current
  since Jul 11, 2017 · Boca Raton, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Aug 12, 2014 to Aug 13, 2016 · Plantation, Fl
• M•• F•••••••• S•••••••• I••• former
  May 23, 2005 to Aug 15, 2014 · Ft. Lauderdale, Fl
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jan 21, 1993 to Mar 22, 2005 · Ft. Lauderdale, Fl

• A••••••••• F•••••••• S•••••••• L•• to A••••••• F•••••••• A•••••••• L••
  left Aug 13, 2016, registered Jul 11, 2017 (332 days) · Other
• M•• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Aug 15, 2014, registered Aug 12, 2014 (-3 days) · Other
• M•• I•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Mar 22, 2005, registered May 23, 2005 (62 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address