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Registered advisor
D••• J••••• B•••••••••
Feed of 09/14/2026
At current firm
3 y
since Dec 8, 2022
In the industry
44 y
since Feb 4, 1982 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 8, 2022 · Wilmington, De
- C••••••• • C••• I••• formerNov 15, 2010 to Jun 1, 2023 · Wilmington, De
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 31, 2005 to Dec 14, 2010 · Wilmington, De
- L••••••• F•••••••• S•••••••• I••• unclassifiedApr 17, 1998 to Apr 7, 2005 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 1, 2023, registered Dec 8, 2022 (-175 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••• • C••• I•••left Dec 14, 2010, registered Nov 15, 2010 (-29 days) · Other
- L••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 7, 2005, registered Mar 31, 2005 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address