DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bruce Allen Patterson
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Bruce A Patterson
At current firm
6 y
since Feb 4, 2020
In the industry
32 y
since Apr 6, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Harbour Investments, Inc. independent RIA currentsince Feb 4, 2020 · Fort Wayne, In
- Questar Asset Management, Inc. formerFeb 7, 2005 to Nov 10, 2005 · Fort Wayne, In
- Compass Financial Advisors LLC independent RIAJun 18, 2002 to Mar 4, 2020 · Fort Wayne, In
- Vestax Securities Corporation unclassifiedDec 2, 1998 to Jun 17, 2002 · Hudson, Oh
Moves
a registration end followed by a registration begin elsewhere
- Compass Financial Advisors LLC to Questar Asset Management, Inc.left Mar 4, 2020, registered Feb 7, 2005 (-5504 days) · Other
- Questar Asset Management, Inc. to Harbour Investments, Inc.left Nov 10, 2005, registered Feb 4, 2020 (5199 days) · Other
- Vestax Securities Corporation to Compass Financial Advisors LLCleft Jun 17, 2002, registered Jun 18, 2002 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address