RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••• C••••••
- I••••••• F•••••••• S••••••• A••••••• independent RIA currentsince Jan 4, 2023 · Oakland, Ca
- I••••••• F•••••••• S••••••• A••••••• independent RIAJan 19, 2021 to May 12, 2021 · Madison, Ct
- I••••••• F•••••••• S••••••• unclassifiedApr 1, 2016 to Dec 31, 2020 · Madison, Ct
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Dec 31, 2015 · West Hartford, Ct
- N•• E•••••• S••••••••• C••••••••• formerJan 2, 2002 to Jan 2, 2015 · West Hartford, Ct
- I••••••• F•••••••• S••••••• to I••••••• F•••••••• S••••••• A•••••••left Dec 31, 2020, registered Jan 19, 2021 (19 days) · Other
- M•• F•••••••• S•••••••• I••• to I••••••• F•••••••• S•••••••left Dec 31, 2015, registered Apr 1, 2016 (92 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address