DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Joe Zarr
At current firm
17 y
since Jun 1, 2009
In the industry
45 y
since Jan 5, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 1, 2009 · Dublin, Oh
- Citigroup Global Markets Inc. BD affiliatedJun 28, 2006 to Jun 1, 2009 · Wilmington, De
- Meeder Asset Management, Inc. asset managerOct 15, 1999 to Nov 3, 2009 · Dublin, Oh
- Meeder Advisory Services, Inc. independent RIAOct 15, 1999 to Nov 2, 2009 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- Meeder Asset Management, Inc. to Citigroup Global Markets Inc.left Nov 3, 2009, registered Jun 28, 2006 (-1224 days) · Other
- Meeder Advisory Services, Inc. to Meeder Asset Management, Inc.left Nov 2, 2009, registered Oct 15, 1999 (-3671 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address