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Registered advisor
J•••• M•••• R•••
Feed of 09/14/2026
Also filed as J•••• M•••• R•••
At current firm
3 y
since May 25, 2023
In the industry
27 y
since Mar 18, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince May 25, 2023 · Duluth, Ga
- L••••••• A•••• M••••••••• L•• asset managerNov 11, 2009 to Aug 14, 2023 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseOct 5, 2005 to Dec 2, 2009 · Atlanta, Ga
- C••••• S••••• S••••••••• •••• L•• formerJan 17, 2003 to Oct 13, 2005 · Atlanta, Ga
- P••••••• L•• unclassifiedMar 18, 1999 to Jan 17, 2003 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered May 25, 2023 (-81 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to L••••••• A•••• M••••••••• L••left Dec 2, 2009, registered Nov 11, 2009 (-21 days) · Other
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Oct 13, 2005, registered Oct 5, 2005 (-8 days) · Other
- P••••••• L•• to C••••• S••••• S••••••••• •••• L••left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address