DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• J••••• P•••••

M•••••• I•••••••••i••••••••• wealthTampa, FlIA-onlyIAPD 852676

Feed of 09/14/2026

Also filed as Ej P•••••

At current firm

1 y

since Dec 2, 2024

In the industry

41 y

since Mar 26, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• I••••••••• i••••••••• wealth current
since Dec 2, 2024 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 1, 2021 to Nov 21, 2024 · Rockwall, Tx
L•• F•••••••• L•• BD affiliated
Apr 8, 2016 to Dec 3, 2021 · Rockwall, Tx
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Mar 2, 2015 to May 9, 2016 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to M•••••• I•••••••••
left Nov 21, 2024, registered Dec 2, 2024 (11 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Dec 3, 2021, registered Dec 1, 2021 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••
left May 9, 2016, registered Apr 8, 2016 (-31 days) · Other

Signals

E••••• J••••• P••••• left A••••••••• F•••••••• S•••••••• L•• for M•••••• I••••••••• (registered 2024-12-02)
Nov 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address