RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• R•••• C••••••
- M•••••• F•••••••• S••••••• C••••••••• state registered currentsince Mar 23, 2021 · San Antonio, Tx
- C•••••• S••••••••• M••••••••• I••• independent RIAMar 7, 2007 to Apr 9, 2010 · Tampa, Fl
- U••••• S••••••••• A•••••••• I••• unclassifiedJul 27, 2005 to Feb 28, 2007 · Tallahassee, Fl
- W•••••• I••••••••• S••••••••• formerJun 8, 1999 to Aug 29, 2005 · Tallahassee, Fl
- C•••••• S••••••••• M••••••••• I••• to M•••••• F•••••••• S••••••• C•••••••••left Apr 9, 2010, registered Mar 23, 2021 (4001 days) · Other
- U••••• S••••••••• A•••••••• I••• to C•••••• S••••••••• M••••••••• I•••left Feb 28, 2007, registered Mar 7, 2007 (7 days) · Other
- W•••••• I••••••••• S••••••••• to U••••• S••••••••• A•••••••• I•••left Aug 29, 2005, registered Jul 27, 2005 (-33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address