RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A•••••• M••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 16, 2025 · North Chesterfield, Va
- A••••• P•••••• W•••••• I••• independent RIAJan 3, 2019 to Jun 13, 2025 · Pennington, Nj
- I•••••• P•••••• A•••••••• L•• formerAug 4, 2014 to Dec 31, 2018 · Pennington, Nj
- P•••••• C•••••• F•••••• unclassifiedOct 1, 2012 to Dec 12, 2014 · Flemington, Nj
- L•• F•••••••• L•• BD affiliatedJul 19, 2007 to Oct 28, 2015 · Pennington, Nj
- A••••• P•••••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 13, 2025, registered Jun 16, 2025 (3 days) · RIA to affiliated broker-dealer or bank
- I•••••• P•••••• A•••••••• L•• to A••••• P•••••• W•••••• I•••left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to P•••••• C•••••• F••••••left Oct 28, 2015, registered Oct 1, 2012 (-1122 days) · Other · moved with a team
- P•••••• C•••••• F•••••• to I•••••• P•••••• A•••••••• L••left Dec 12, 2014, registered Aug 4, 2014 (-130 days) · Other
- S•••••• A•••••• M•••••••• left A••••• P•••••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-06-16)Jun 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address