RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W•••••• O••••
- A••••••• W••••• A••••••• BD affiliated currentsince May 27, 2026 · Gretna, La
- L••••• I••••••••• S••••••••• L•• state registeredDec 6, 2011 to Jun 12, 2026 · Metairie, La
- B•• A•••• M••••••••• I••• independent RIAFeb 26, 1998 to Jul 19, 2004 · Gretna, La
- L••••• I••••••••• S••••••••• L•• to A••••••• W••••• A•••••••left Jun 12, 2026, registered May 27, 2026 (-16 days) · Other · moved with a team
- B•• A•••• M••••••••• I••• to L••••• I••••••••• S••••••••• L••left Jul 19, 2004, registered Dec 6, 2011 (2696 days) · Other
- J•••• W•••••• O•••• left L••••• I••••••••• S••••••••• L•• for A••••••• W••••• A••••••• (registered 2026-05-27)Jun 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address