RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A••••• M•••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 26, 2018 · Lincoln, Ne
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• formerFeb 27, 2017 to Dec 31, 2017 · Lincoln, Ne
- B••••••••• C•••••• M••••••••• I•• formerSep 9, 2015 to Jan 27, 2017 · Lincoln, Ne
- B••••••••• C•••••• M••••••••• I•• formerFeb 1, 2007 to Dec 31, 2011 · Lincoln, Ne
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Dec 31, 2017, registered Jun 26, 2018 (177 days) · RIA to RIA
- B••••••••• C•••••• M••••••••• I•• to O••••••• A••••••• A•• F•••••••• S•••••••• L••left Jan 27, 2017, registered Feb 27, 2017 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address