RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R•••••• M•••••••
- S••••• M•••• M••••••••• I••• independent RIA currentsince Feb 9, 2026 · Aliso Viejo, Ca
- S••• BD affiliated currentsince Oct 27, 2025 · Los Angeles, Ca
- S••••• M•••• M••••••••• I••• independent RIAFeb 11, 2013 to Dec 31, 2025 · Los Angeles, Ca
- S••••• P•••••••• M••••••••• I•• formerMay 31, 2012 to Oct 19, 2025 · Aliso Viejo, Ca
- S••••• M•••• M••••••••• I••• independent RIAMay 31, 2012 to Dec 31, 2012 · Los Angeles, Ca
- I••••••••• R••••••• C••• independent RIAApr 6, 2009 to Nov 23, 2010 · San Juan Capistrano, Ca
- R•••• A••••••• F•••••••• A•••••••• L•• state registeredFeb 23, 2000 to May 16, 2008 · Menifee, Ca
- S••••• M•••• M••••••••• I••• to S•••left Dec 31, 2025, registered Oct 27, 2025 (-65 days) · channel change inside one enterprise, not a move · moved with a team
- S••••• P•••••••• M••••••••• I•• to S••••• M•••• M••••••••• I•••left Oct 19, 2025, registered Feb 11, 2013 (-4633 days) · Other · moved with a team
- S••••• M•••• M••••••••• I••• to S••••• P•••••••• M••••••••• I••left Dec 31, 2012, registered May 31, 2012 (-214 days) · Other
- I••••••••• R••••••• C••• to S••••• M•••• M••••••••• I•••left Nov 23, 2010, registered May 31, 2012 (555 days) · Other
- R•••• A••••••• F•••••••• A•••••••• L•• to I••••••••• R••••••• C•••left May 16, 2008, registered Apr 6, 2009 (325 days) · Other
- G••• R•••••• M••••••• left S••••• P•••••••• M••••••••• I•• for S••••• M•••• M••••••••• I••• (registered 2013-02-11)Oct 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address