RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• G•••••••
- C••••••• institutional currentsince Jan 25, 2021 · Sacramento, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• formerDec 7, 2007 to Mar 31, 2021 · Sacramento, Ca
- O•••• W•••••• I••• BD affiliatedJul 8, 1997 to Jun 20, 2017 · Sacramento, Ca
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• to C•••••••left Mar 31, 2021, registered Jan 25, 2021 (-65 days) · Other · moved with a team
- O•••• W•••••• I••• to G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••left Jun 20, 2017, registered Dec 7, 2007 (-3483 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address