RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• F••• H••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Collierville, Tn
- W••••••• F•••••••• S•••••••• I••• formerOct 17, 2018 to Jan 19, 2024 · Collierville, Tn
- A•••••• A••••••• S••••••• formerNov 2, 2015 to Sep 21, 2018 · Dresden, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDMar 2, 2004 to Jan 11, 2013 · Union City, Tn
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- A•••••• A••••••• S••••••• to W••••••• F•••••••• S•••••••• I•••left Sep 21, 2018, registered Oct 17, 2018 (26 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to A•••••• A••••••• S•••••••left Jan 11, 2013, registered Nov 2, 2015 (1025 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address