RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••• P••••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Jul 15, 2026 · Easton, Pa
- I•• A••••••• L•• independent RIA currentsince Feb 14, 2020 · Easton, Pa
- I•• A••••••• L•• independent RIAFeb 14, 2020 to Sep 17, 2026 · Easton, Pa
- I••••••••• A••••••• A•••• M••••••••• L•• formerJan 9, 2004 to Jun 30, 2020 · Ocean, Nj
- I•• A••••••• S•••••••• I•• unclassifiedMar 6, 2003 to Dec 14, 2004 · Ocean, Nj
- I•• A••••••• L•• to W••••••••• A••••••• P••••••• L••left Sep 17, 2026, registered Jul 15, 2026 (-64 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• A••••••• A•••• M••••••••• L•• to I•• A••••••• L••left Jun 30, 2020, registered Feb 14, 2020 (-137 days) · RIA to a newly registered adviser · moved with a team
- I•• A••••••• S•••••••• I•• to I••••••••• A••••••• A•••• M••••••••• L••left Dec 14, 2004, registered Jan 9, 2004 (-340 days) · Other
- J••••• C•••• P•••••• left I•• A••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2026-07-15)Sep 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address