RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• P••••• R•••••••
- O•••• W•••••• I••• BD affiliated currentsince May 11, 2026 · Allen Park, Mi
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to May 25, 2026 · Allen Park, Mi
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 10, 2017 to Dec 6, 2017 · El Segundo, Ca
- C••••• A••••••• L•• formerMar 17, 2010 to Feb 13, 2017 · Dearborn, Mi
- L•• F•••••••• L•• to O•••• W•••••• I•••left May 25, 2026, registered May 11, 2026 (-14 days) · Affiliated broker-dealer or bank to another
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 6, 2017, registered Nov 29, 2017 (-7 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Feb 13, 2017, registered Feb 10, 2017 (-3 days) · Other
- D••• P••••• R••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2026-05-11)May 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address