R•••••• S••••• B••••••••

C••••• I••••••••• A••••••• L••BD affiliatedNaples, Fldual registrantIAPD 872999

Feed of 09/14/2026

Also filed as R••• B••••••••

At current firm

1 y

since Apr 28, 2025

In the industry

42 y

since Jul 20, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 28, 2025 · Naples, Fl
L•• F•••••••• L•• BD affiliated
Oct 18, 2018 to Apr 30, 2025 · Plantation, Fl
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Oct 8, 2018 · Ft. Lauderdale, Fl
M••••• K••••• • C••••••• L•• former
Aug 29, 2008 to Feb 13, 2013 · Ft. Lauderdale, Fl
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Aug 27, 2008 · Fort Lauderdale, Fl
A• G• E•••••• • S•••• I••• unclassified
Feb 7, 1997 to Jan 1, 2008 · Ft. Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Apr 30, 2025, registered Apr 28, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
left Oct 8, 2018, registered Oct 18, 2018 (10 days) · Affiliated broker-dealer or bank to independent RIA
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••
left Aug 27, 2008, registered Aug 29, 2008 (2 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Apr 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address