RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• L••• S•••••••••
- K•• W••••• A••••••• independent RIA currentsince Jan 19, 2011 · Springfield, Il
- B••••••••• S•••••••• W•••••• L•• formerMar 19, 2007 to Aug 27, 2010 · St Louis, Mo
- B•• A•••••• S••••••• L•• unclassifiedJan 21, 2003 to Dec 8, 2005 · St. Louis, Mo
- B••••••••• A•••• M••••••••• I•• unclassifiedJan 28, 1998 to Mar 20, 2007 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• to K•• W••••• A•••••••left Aug 27, 2010, registered Jan 19, 2011 (145 days) · Other
- B••••••••• A•••• M••••••••• I•• to B•• A•••••• S••••••• L••left Mar 20, 2007, registered Jan 21, 2003 (-1519 days) · Other
- B•• A•••••• S••••••• L•• to B••••••••• S•••••••• W•••••• L••left Dec 8, 2005, registered Mar 19, 2007 (466 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address