DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Keb Wealth Advisors
Legal name Keb Asset Management, LLC
Latest filing Jan 29, 2026
First filing on the tape Mar 5, 2012 · 33 filings
SEC status approved since Apr 7, 2004
RAUM
$1.3B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
98%
$1.2B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$91.0M
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.3B as of Jan 29, 2026
Mar 5, 2012$213M then
HNW client RAUM$1.2B as of Jan 29, 2026
Mar 16, 2018$403M then
State-registered IARs (5.B.3)13 as of Jan 29, 2026
Mar 5, 20120 then
Employees (5.A)17 as of Jan 29, 2026
Mar 8, 20138 then
Private funds: no history
RAUM +20% over the last fiscal year+17% a year over threeIARs 13 to 13
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
- RAUM per advisor
- $91.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $535,275derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 7.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $275M, 235 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B90%
- Individuals$93.3M7.3%
- Corporations and businesses$23.2M1.8%
- Pension and profit-sharing plans$7.1M0.6%
- Charitable organizations$772,9590.1%
- Individual clients
- 318reported
- HNW clients
- 344reported
- Pension plan clients
- 21reported
- Charitable clients
- 2reported
- Accounts
- 2,381reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $275M for 235 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan Marc CarterPersonal Financial Specialist | Springfield, Il | Jul 12, 1999 | 43 y | 0 |
| Susan Lynn Shackelford | Springfield, Il | Jan 19, 2011 | 44 y | 3 |
| Steven Matthew DumstorffPersonal Financial Specialist | St. Louis, Mo | Feb 19, 2013 | 26 y | 1 |
| Gina Maria ReevesPersonal Financial Specialist | St. Louis, Mo | Feb 19, 2013 | 23 y | 1 |
| Justin Paul MasonCertified Financial Planner | Springfield, Il | Mar 18, 2013 | 14 y | 1 |
| Nathan Robert Townsend | Springfield, Il | Feb 14, 2017 | 10 y | 0 |
| Robert Shawn BarraleCertified Financial Planner | St. Louis, Mo | Sep 29, 2017 | 32 y | 0 |
| Ross Alan HagerCertified Financial Planner | Springfield, Il | May 8, 2019 | 14 y | 1 |
| Caden Wayne Heyen | Springfield, Il | Nov 10, 2022 | 12 y | 0 |
| Brook Alexandra Soebbing | Springfield, Il | Dec 6, 2023 | 10 y | 0 |
| Jared Michael Van Slyke | Springfield, Il | Jun 20, 2024 | 14 y | 1 |
| Christopher Joseph Brauner | Springfield, Il | Aug 23, 2024 | 17 y | 3 |
| Riley Christopher Beal | Springfield, Il | Oct 6, 2025 | 10 y | 0 |
| Sean Benjamin Mcnutt | Fenton, Mo | Aug 24, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Trevor S Wallner to Private Advisor Group, LLCAug 17, 2021 · RIA to affiliated broker-dealer or bank
- James Curtis Curran to Sfc Financial LLCDec 14, 2012 · Other
Joined, latest
- Christopher Joseph Brauner from Buckingham Strategic Wealth, LLCAug 23, 2024 · Other
- Jared Michael Van Slyke from Prosperity Capital AdvisorsJun 20, 2024 · RIA to RIA
- Ross Alan Hager from Raymond James Financial Services Advisors, IncMay 8, 2019 · Affiliated broker-dealer or bank to independent RIA
- Trevor S Wallner from Cambridge Investment Research Advisors, Inc.Jun 14, 2016 · Other
- Justin Paul Mason from Midwestern Securities Trading Co.,LLCMar 18, 2013 · Other
- Steven Matthew Dumstorff from Pritchard Osborne Financial Services, LLCFeb 19, 2013 · Other
- Gina Maria Reeves from Pritchard Osborne Financial Services, LLCFeb 19, 2013 · Other
- Susan Lynn Shackelford from Buckingham Strategic Wealth, LLCJan 19, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marc Jonathan Carter · Membercontrolsince 01/1999 · owns 5% to 10%
- Matthew Steven Dumstorff · Membercontrolsince 01/2013 · owns 5% to 10%
- Paul Justin Mason · Managing Member / Chief Compliance Officercontrolsince 05/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
- Kerber, Eck & Braeckel Llpinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Springfield, Il · principal | 13 | 2 | 0 | ||
| St Louis, Mo | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. Louis, MO4 employees
What changed
consecutive filings, newest first
- Accounts · 2,168 to 2,381Sep 17, 2025 to Jan 29, 2026
- Corporate clients · 9 to 11Sep 17, 2025 to Jan 29, 2026
- HNW clients · 288 to 344Sep 17, 2025 to Jan 29, 2026
- Pension plan clients · 24 to 21Sep 17, 2025 to Jan 29, 2026
- Assets in custody · $248M to $275MSep 17, 2025 to Jan 29, 2026
- Discretionary RAUM · $992M to $1.2BSep 17, 2025 to Jan 29, 2026
- HNW RAUM · $905M to $1.2BSep 17, 2025 to Jan 29, 2026
- Individual RAUM · $121M to $93.3MSep 17, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $66.4M to $74.6MSep 17, 2025 to Jan 29, 2026
- Pension RAUM · $12.2M to $7.1MSep 17, 2025 to Jan 29, 2026
- RAUM · $1.1B to $1.3BSep 17, 2025 to Jan 29, 2026
- Accounts · 1,967 to 2,168Mar 1, 2024 to Jan 30, 2025
- Advisory employees · 11 to 13Mar 1, 2024 to Jan 30, 2025
- Charity clients · 1 to 2Mar 1, 2024 to Jan 30, 2025
- Corporate clients · 7 to 9Mar 1, 2024 to Jan 30, 2025
- HNW clients · 274 to 288Mar 1, 2024 to Jan 30, 2025
- Individual clients · 290 to 318Mar 1, 2024 to Jan 30, 2025
- Pension plan clients · 27 to 24Mar 1, 2024 to Jan 30, 2025
- Assets in custody · $95.2M to $248MMar 1, 2024 to Jan 30, 2025
- Employees · 15 to 17Mar 1, 2024 to Jan 30, 2025
- Financial planning clients · 0 to 1-10Mar 1, 2024 to Jan 30, 2025
- State-registered IARs · 11 to 13Mar 1, 2024 to Jan 30, 2025
- Discretionary RAUM · $866M to $992MMar 1, 2024 to Jan 30, 2025
- HNW RAUM · $818M to $905MMar 1, 2024 to Jan 30, 2025
- Individual RAUM · $88.7M to $121MMar 1, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $67.9M to $66.4MMar 1, 2024 to Jan 30, 2025
- Pension RAUM · $9.9M to $12.2MMar 1, 2024 to Jan 30, 2025
- RAUM · $933M to $1.1BMar 1, 2024 to Jan 30, 2025
- Accounts · 1,786 to 1,967Aug 23, 2023 to Mar 1, 2024
- Corporate clients · 5 to 7Aug 23, 2023 to Mar 1, 2024
- HNW clients · 263 to 274Aug 23, 2023 to Mar 1, 2024
- Individual clients · 260 to 290Aug 23, 2023 to Mar 1, 2024
- Pension plan clients · 33 to 27Aug 23, 2023 to Mar 1, 2024
- Assets in custody · $237M to $95.2MAug 23, 2023 to Mar 1, 2024
- Employees · 16 to 15Aug 23, 2023 to Mar 1, 2024
- Discretionary RAUM · $734M to $866MAug 23, 2023 to Mar 1, 2024
- HNW RAUM · $697M to $818MAug 23, 2023 to Mar 1, 2024
- Individual RAUM · $73.6M to $88.7MAug 23, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $65.0M to $67.9MAug 23, 2023 to Mar 1, 2024
- Pension RAUM · $14.2M to $9.9MAug 23, 2023 to Mar 1, 2024
Signals
2 dated events
- Kevin James Hagerman (Member) no longer on Schedule A of Keb Wealth Advisors (listed 2019-03-22, absent 2020-03-05)Mar 5, 2020 · Control person left · inference
- Paul Justin Mason (Chief Compliance Officer) appeared on Schedule A of Keb Wealth AdvisorsMar 22, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kristik@kebcpa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dawnh@kebcpa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- grantb@kebcpa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- darinj@kebcpa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 217-324-6611reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 217-789-0960reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-231-6232reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/keb-asset-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kebcpa.com/services/wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (217) 789-0960reportedpublic record, Form ADV, Jan 29, 2026
- Team page
- kebcpa.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026