DFX Intelligence
Advisors
Advisors registered through Putnam Investment Management, LLC
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Jonathan Carl Splaine dual registrant | Putnam Investment Management, LLC asset manager | Boston, Ma | Feb 1, 2008 | 22 y | 1 | 1 |
| Joel Jacob Stevens dual registrant | Putnam Investment Management, LLC asset manager | Boston, Ma | Oct 25, 2021 | 11 y | 0 | 1 |
| Caroline Lindseth Stone dual registrant | Putnam Investment Management, LLC asset manager | Boston, Ma | Jun 9, 2020 | 14 y | 1 | 1 |
| V••• J••••• V••••••• dual registrant | P••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma | Jan 3, 2024 | 11 y | 0 | 1 |
| J••••••• W••••••••• dual registrant | P••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma | Jun 13, 2018 | 27 y | 0 | 1 |
| S••••• S•••••• Y•••• Chartered Financial Analyst · dual registrant | P••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma | Oct 30, 2019 | 17 y | 0 | 1 |
| S•••• L••• Z••••• dual registrant | P••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma | Apr 8, 2020 | 16 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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57 advisors match.