DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Spc

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

Advisor	Firm	Branch	Here since	In industry	Prior firms	States
Robert John Achille dual registrant	Spc BD affiliated	Mount Prospect, Il	Apr 22, 2016	50 y	1	1
Mitchell Jay Adler dual registrant	Spc BD affiliated	Newtown, Pa	Mar 18, 2005	42 y	0	1
Larry Donell Ailes Certified Financial Planner · dual registrant	Spc BD affiliated	Conyers, Ga	May 8, 2013	26 y	2	2
A•••• A••••• A••••••• Certified Financial Planner · dual registrant	S•• BD affiliated	Miami Lakes, Fl	Jun 19, 2002	42 y	0	1
D••••• A•••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Mar 2, 2026	14 y	1	1
A••••••• M•••• A•••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Nov 13, 2024	21 y	3	1
J•••• D••• A••••••• dual registrant	S•• BD affiliated	Cottonwood Heights, Ut	Feb 19, 2009	28 y	0	2
B••• L•••••• A••••••• dual registrant	S•• BD affiliated	Birmingham, Al	Apr 7, 2025	22 y	1	1
D•••• G••••• A••••••• dual registrant	S•• BD affiliated	Bolivar, Mo	Sep 3, 2024	19 y	2	1
J•••• N• A•••••••• Certified Financial Planner · dual registrant	S•• BD affiliated	Mount Prospect, Il	Feb 7, 2014	17 y	1	1
R•••••• L••••• A••••• dual registrant	S•• BD affiliated	San Angelo, Tx	Jan 29, 2021	12 y	1	1
R••• T••••• A••• Certified Financial Planner · dual registrant	S•• BD affiliated	Ann Arbor, Mi	May 20, 2010	24 y	2	2
M•••••• S•••••• A••• Certified Financial Planner · dual registrant	S•• BD affiliated	Ann Arbor, Mi	Oct 31, 2017	32 y	1	1
A•••••• S•••• B•••••••• dual registrant	S•• BD affiliated	Dearborn, Mi	Jan 2, 2026	32 y	0	1
J••••••• R•••• B•••••• dual registrant	S•• BD affiliated	Austin, Tx	Sep 3, 2025	20 y	4	1
M•••• A•••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Dec 17, 2009	29 y	1	2
A•••• J•••• B••• dual registrant	S•• BD affiliated	Lebanon, Pa	Mar 31, 2014	24 y	0	2
B•••••• A•• B••• dual registrant	S•• BD affiliated	Lebanon, Pa	Jan 9, 2014	40 y	1	1
F•••• P••• B••••••• dual registrant	S•• BD affiliated	Jupiter, Fl	Aug 11, 2016	26 y	4	2
M•••••• A•••••• B••••••• Certified Financial Planner · dual registrant	S•• BD affiliated	Melbourne, Fl	Apr 30, 2013	40 y	4	1
D•••• S••••••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jan 22, 2010	21 y	0	1
J•• R•••••• B••••• dual registrant	S•• BD affiliated	Midland, Tx	Nov 29, 2017	26 y	3	1
A••• T• W• B•• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jun 28, 2011	45 y	1	2
R••••• J••••• B•••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jun 28, 2012	29 y	1	2
S••• M•••••• B••••• dual registrant	S•• BD affiliated	Fairmont, Mn	Dec 9, 2013	24 y	0	1
C•••••• W•••••• B•••• dual registrant	S•• BD affiliated	Highland Park, Il	Jun 13, 2006	24 y	1	1
B•••• H••••• B••••••••• dual registrant	S•• BD affiliated	Auburn, Al	Sep 10, 2014	15 y	1	2
A••• O••••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jan 15, 2025	23 y	1	1
D••••••• M•••••• B•••••• dual registrant	S•• BD affiliated	Sarasota, Fl	Jan 6, 2026	18 y	2	1
R••• S•••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jan 9, 2026	19 y	0	1
K••• M•••••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Apr 22, 2014	20 y	0	1
J•••• H••••• B•••• dual registrant	S•• BD affiliated	Cloverdale, Ca	May 8, 2026	18 y	1	1
R••••• W• B••• dual registrant	S•• BD affiliated	Toledo, Oh	Feb 5, 2003	39 y	0	2
R••••• N•• B••••• Certified Financial Planner · dual registrant	S•• BD affiliated	Ann Arbor, Mi	Apr 12, 2019	21 y	4	3
A•••••• D•••• B•••••	S•• BD affiliated	Allen, Tx	Jul 17, 2026	14 y	0	1
M•••••• J••• B••• dual registrant	S•• BD affiliated	Grand Blanc, Mi	Jan 26, 2017	42 y	0	2
N••••• M• B••• Certified Financial Planner · dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jul 8, 2019	15 y	0	2
K••••• L•••• B••••• Certified Financial Planner · dual registrant	S•• BD affiliated	Austin, Tx	Sep 25, 2015	26 y	3	1
E••• M•••••• B•••• dual registrant	S•• BD affiliated	Southgate, Mi	Mar 28, 2025	33 y	1	1
D••••• A••••• B••••• dual registrant	S•• BD affiliated	Murrysville, Pa	Dec 13, 2018	28 y	2	1
D•••••• J••• B••••• Certified Financial Planner, Chartered Financial Consultant · dual registrant	S•• BD affiliated	Murrysville, Pa	Nov 19, 2024	31 y	2	1
M•••••• B••• dual registrant	S•• BD affiliated	Ponte Vedra, Fl	Jan 1, 2025	24 y	0	1
A•••• M•••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Sep 8, 2023	16 y	1	1
K••• D•••••• B••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jan 3, 2023	26 y	1	1
B••••••• M••••••• B•••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jan 27, 2025	13 y	1	2
S••••• W•••• B••••• dual registrant	S•• BD affiliated	Newtown, Ct	Jul 24, 2002	45 y	1	3
K•••• A•• B•••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Mar 27, 2017	12 y	0	1
C•••••• A••• B•••••• Chartered Financial Consultant · dual registrant	S•• BD affiliated	Westlake, Tx	Jul 23, 2014	17 y	0	1
K••• D•••• B•••••• dual registrant	S•• BD affiliated	Ann Arbor, Mi	Jul 26, 2021	12 y	0	1
M••••••• S••••• B•••••• Certified Financial Planner · dual registrant	S•• BD affiliated	Okemos, Mi	Mar 12, 2024	11 y	0	2

The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Page 1 of 10Next

478 advisors match.