DFX Intelligence
Advisors
Advisors registered through SpcAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
478 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Briton Eric Waugh dual registrant | Spc BD affiliated | Colorado Springs, Co | Aug 30, 2005 | 22 y | 0 | 1 |
| Kent Stuart Waugh dual registrant | Spc BD affiliated | Colorado Springs, Co | Jun 30, 2005 | 27 y | 0 | 2 |
| Kyle Thomas Waugh dual registrant | Spc BD affiliated | Ann Arbor, Mi | Apr 18, 2007 | 21 y | 0 | 2 |
| Z•••••• D••••• W•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Feb 26, 2009 | 18 y | 0 | 2 |
| R••••• I•• W•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Oct 8, 1998 | 45 y | 0 | 1 |
| M•••• J••• W••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Dec 11, 2013 | 16 y | 2 | 1 |
| R••••• A••••• W•••••• Certified Financial Planner, Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 12, 2009 | 37 y | 2 | 1 |
| P•••••• J•••• W•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Aug 17, 2021 | 23 y | 0 | 2 |
| R•••• R••••• W•••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Fort Wayne, In | Nov 4, 2011 | 42 y | 1 | 1 |
| T••• E• W•••••• | S•• BD affiliated | Fort Wayne, In | Aug 11, 2026 | 27 y | 0 | 1 |
| R••• L•• W•••• dual registrant | S•• BD affiliated | Burnsville, Mn | Dec 9, 2013 | 24 y | 0 | 1 |
| E••• D••••• W••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 31, 2016 | 29 y | 0 | 2 |
| R••••• A••• W••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 5, 2010 | 34 y | 2 | 1 |
| J•••• W•••••• W••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Oct 18, 2017 | 46 y | 2 | 1 |
| J••• W•••• W••••••• dual registrant | S•• BD affiliated | Heath, Tx | Dec 12, 2013 | 21 y | 2 | 1 |
| M•••••• A•••••• W••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 2, 2026 | 44 y | 0 | 1 |
| D•••••• P••• W•••• dual registrant | S•• BD affiliated | Troy, Mi | Jan 28, 2010 | 43 y | 0 | 1 |
| P•••• S•• W••••••••• dual registrant | S•• BD affiliated | Huntsville, Tx | Jul 6, 2007 | 29 y | 1 | 1 |
| R••••• A•••• W••••• dual registrant | S•• BD affiliated | Madison, Ms | Oct 24, 2017 | 34 y | 4 | 1 |
| L••• R•••••• W•••••• dual registrant | S•• BD affiliated | Chicago, Il | Jan 4, 2022 | 12 y | 0 | 1 |
| R••••• P••• W•••••• dual registrant | S•• BD affiliated | Chicago, Il | Jan 12, 2016 | 33 y | 1 | 1 |
| R••••• M••••• W••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Lutz, Fl | Oct 31, 2017 | 34 y | 2 | 1 |
| M••• J••••• W•••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 28, 2010 | 36 y | 0 | 1 |
| J••• S••••• Y•••• dual registrant | S•• BD affiliated | Lansing, Mi | Feb 16, 2018 | 21 y | 0 | 2 |
| M•••••• G•••••• Y•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 15, 2008 | 29 y | 1 | 3 |
| D•••• L•••• Z••••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Warsaw, In | Aug 21, 2006 | 40 y | 1 | 2 |
| D••••• C••••••••• Z•••••••• Personal Financial Specialist · dual registrant | S•• BD affiliated | Fruitland Park, Fl | Oct 17, 2018 | 27 y | 2 | 1 |
| K••• R•••• Z••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 8, 2007 | 34 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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