RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors registered through Core Planning
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Dawn Carolyn Abernathy Certified Financial Planner | Core Planning independent RIA | Florissant, Mo | Jun 29, 2026 | 11 y | 4 | 1 |
| Danielle Rita Arlotta Certified Financial Planner | Core Planning independent RIA | Jackson, Nj | Aug 4, 2026 | 13 y | 2 | 1 |
| Clifford Andrew Brockmann Certified Financial Planner | Core Planning independent RIA | Ofallon, Mo | Jan 8, 2026 | 13 y | 5 | 4 |
| A•••• C••• | C••• P••••••• independent RIA | Ofallon, Mo | May 5, 2026 | 12 y | 0 | 1 |
| K••••• D••• C•••• Certified Financial Planner | C••• P••••••• independent RIA | Clarkston, Mi | Nov 27, 2024 | 10 y | 4 | 3 |
| L•• D••• Certified Financial Planner, Chartered Financial Analyst | C••• P••••••• independent RIA | Saint Louis, Mo | Dec 8, 2021 | 10 y | 2 | 1 |
| G•••••• J••• D••• Certified Financial Planner | C••• P••••••• independent RIA | Pittsboro, Nc | Apr 30, 2026 | 10 y | 0 | 3 |
| D••••• W•••••• F•••••• Chartered Financial Analyst | C••• P••••••• independent RIA | Devon, Pa | Sep 4, 2025 | 12 y | 0 | 10 |
| J•••• R• F•••• | C••• P••••••• independent RIA | New Milford, Ct | Feb 18, 2021 | 19 y | 0 | 2 |
| D••• F•••••• | C••• P••••••• independent RIA | Ofallon, Mo | Nov 13, 2025 | 10 y | 0 | 4 |
| A•• F••••••••• | C••• P••••••• independent RIA | Ofallon, Mo | Sep 15, 2026 | 20 y | 0 | 1 |
| R•••••• F•••••• Certified Financial Planner | C••• P••••••• independent RIA | Ponte Vedra, Fl | Jan 27, 2026 | 23 y | 1 | 2 |
| R••• R•••••• G•• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Apr 8, 2026 | 25 y | 0 | 1 |
| J•••• M• G••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Oct 8, 2025 | 15 y | 2 | 1 |
| J••••• R••••• G••••••• Certified Financial Planner | C••• P••••••• independent RIA | Hillsborough, Nj | Oct 24, 2024 | 12 y | 3 | 4 |
| M••••• O•••••• G••••• Certified Financial Planner, Chartered Financial Analyst | C••• P••••••• independent RIA | Ofallon, Mo | Jul 17, 2025 | 31 y | 1 | 10 |
| S••••••• G••••••• | C••• P••••••• independent RIA | Ofallon, Mo | Mar 18, 2025 | 11 y | 0 | 2 |
| J•••• N••••••• M••••• H••••• | C••• P••••••• independent RIA | Collinsville, Il | Jan 21, 2021 | 23 y | 0 | 2 |
| S•••••• K••••• H••••• Certified Financial Planner, Chartered Financial Analyst | C••• P••••••• independent RIA | Ofallon, Mo | Apr 10, 2023 | 22 y | 5 | 7 |
| T•••••• H••••• | C••• P••••••• independent RIA | Jacksonville, Fl | Apr 3, 2025 | 15 y | 0 | 2 |
| D•••• J•• H••••• | C••• P••••••• independent RIA | Ofallon, Mo | Jan 25, 2024 | 15 y | 0 | 3 |
| E••••••• I• H••••• | C••• P••••••• independent RIA | Atlanta, Ga | Jun 18, 2024 | 10 y | 2 | 1 |
| C••••••••• J•••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Jan 28, 2025 | 11 y | 3 | 2 |
| J••••• K•••••• | C••• P••••••• independent RIA | Ofallon, Mo | Jun 13, 2025 | 11 y | 0 | 1 |
| S••• A••• K•••• Chartered Financial Analyst | C••• P••••••• independent RIA | Ofallon, Mo | Apr 22, 2022 | 22 y | 0 | 1 |
| M•••••• A•••• K••••••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Oct 8, 2025 | 11 y | 3 | 1 |
| D•••• K••••• | C••• P••••••• independent RIA | Ofallon, Mo | Dec 9, 2025 | 14 y | 0 | 2 |
| S••• J• K•••••• | C••• P••••••• independent RIA | Eolia, Mo | May 6, 2021 | 16 y | 0 | 1 |
| I•••• L•• | C••• P••••••• independent RIA | Ofallon, Mo | Apr 6, 2026 | 15 y | 0 | 1 |
| M•••••••• L•• Certified Financial Planner | C••• P••••••• independent RIA | Tacoma, Wa | Jun 13, 2025 | 18 y | 2 | 3 |
| R•••••• L••• | C••• P••••••• independent RIA | Crozet, Va | Sep 10, 2024 | 22 y | 0 | 2 |
| H••••••• W•••••• M•••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Mar 17, 2025 | 10 y | 1 | 14 |
| A••••• M••••••• | C••• P••••••• independent RIA | Ofallon, Mo | Aug 11, 2026 | 15 y | 0 | 1 |
| P•••••• D•••• M••••••• | C••• P••••••• independent RIA | La Verne, Ca | Jan 5, 2023 | 30 y | 3 | 1 |
| M••••••• M••••• Certified Financial Planner | C••• P••••••• independent RIA | Mill Valley, Ca | Jan 8, 2025 | 11 y | 3 | 3 |
| T••••• M••••• | C••• P••••••• independent RIA | Ofallon, Mo | Mar 22, 2021 | 15 y | 0 | 2 |
| C••••••••• M• M••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Aug 20, 2024 | 12 y | 2 | 1 |
| J••• S•••••• M••••• Certified Financial Planner | C••• P••••••• independent RIA | Minnetonka, Mn | Nov 26, 2024 | 15 y | 2 | 2 |
| M••••• M•••• M•• Certified Financial Planner, Chartered Financial Analyst | C••• P••••••• independent RIA | Austin, Tx | May 24, 2023 | 15 y | 0 | 2 |
| A••••• J••••• M•••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | May 7, 2024 | 15 y | 1 | 3 |
| J••••• A• N•••• Certified Financial Planner | C••• P••••••• independent RIA | Brookfield, Wi | Jul 24, 2025 | 12 y | 3 | 4 |
| M•• C••••• N•••• Certified Financial Planner | C••• P••••••• independent RIA | Carbondale, Il | May 9, 2025 | 10 y | 2 | 16 |
| Z•••••• S•••• N•••• Certified Financial Planner | C••• P••••••• independent RIA | Carbondale, Il | May 9, 2025 | 11 y | 2 | 16 |
| G•• M•••••• P••• | C••• P••••••• independent RIA | Ofallon, Mo | Sep 2, 2010 | 19 y | 1 | 3 |
| J•• F•••••••• P••••••• Certified Financial Planner | C••• P••••••• independent RIA | Chicago, Il | Apr 4, 2024 | 12 y | 0 | 2 |
| C••••••••• G• P••••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Nov 12, 2025 | 19 y | 3 | 1 |
| S••••• B•••• P•••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Mar 10, 2025 | 14 y | 2 | 13 |
| J••••• P••••• | C••• P••••••• independent RIA | Ofallon, Mo | Aug 31, 2026 | 12 y | 0 | 1 |
| J••••• P•••••• Certified Financial Planner | C••• P••••••• independent RIA | Ofallon, Mo | Aug 2, 2024 | 26 y | 4 | 2 |
| L••• R•• | C••• P••••••• independent RIA | Katy, Tx | Dec 4, 2023 | 12 y | 0 | 3 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.