DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Core Planning
Legal name Core Planning, LLC
Latest filing Sep 15, 2026
First filing on the tape Feb 24, 2025 · 9 filings
SEC status approved since Feb 13, 2025
RAUM
$525M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$525M individuals and HNW
Advisors
63
registered through the firm on IAPD
RAUM per advisor
$8.3M
derived; firm RAUM over IAPD count
Employees
65
61 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$525M as of Jul 31, 2026
Feb 24, 2025$62.3M then
HNW client RAUM$280M as of Jul 31, 2026
Feb 24, 2025$30.1M then
State-registered IARs (5.B.3)61 as of Jul 31, 2026
Feb 24, 202532 then
Employees (5.A)65 as of Jul 31, 2026
Feb 24, 202532 then
Private funds: no history
RAUM +332% over the last fiscal yearIARs 32 to 61
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $8.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $522,417derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 64.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +332%derivedbetween the last two annual amendments
- Advisor growth, one year
- +91%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +142%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$280M53%
- Individuals$245M47%
- Individual clients
- 745reported
- HNW clients
- 122reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,005reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
64 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Guy Michael Penn | Ofallon, Mo | Sep 2, 2010 | 19 y | 1 |
| Jared Nicholas Monroe Hamann | Collinsville, Il | Jan 21, 2021 | 23 y | 0 |
| Jason R Fedak | New Milford, Ct | Feb 18, 2021 | 19 y | 0 |
| Tanner Millar | Ofallon, Mo | Mar 22, 2021 | 15 y | 0 |
| Stan J Kovarik | Eolia, Mo | May 6, 2021 | 16 y | 0 |
| Lei DengCertified Financial Planner, Chartered Financial Analyst | Saint Louis, Mo | Dec 8, 2021 | 10 y | 2 |
| Patrick M RitterCertified Financial Planner | Ofallon, Mo | Mar 2, 2022 | 20 y | 6 |
| Seth Alan KellyChartered Financial Analyst | Ofallon, Mo | Apr 22, 2022 | 22 y | 0 |
| Patrick David Mcandrew | La Verne, Ca | Jan 5, 2023 | 30 y | 3 |
| Christopher Jordan Taylor | Birmingham, Al | Mar 9, 2023 | 24 y | 3 |
| Suzanne Kaiser HighetCertified Financial Planner, Chartered Financial Analyst | Ofallon, Mo | Apr 10, 2023 | 22 y | 5 |
| Emily Grace ScottCertified Financial Planner | Ofallon, Mo | Apr 20, 2023 | 10 y | 1 |
| Marcel Mario MiuCertified Financial Planner, Chartered Financial Analyst | Austin, Tx | May 24, 2023 | 15 y | 0 |
| Leon Ren | Katy, Tx | Dec 4, 2023 | 12 y | 0 |
| Danny Joe Howard | Ofallon, Mo | Jan 25, 2024 | 15 y | 0 |
| Jon Frederick PetersenCertified Financial Planner | Chicago, Il | Apr 4, 2024 | 12 y | 0 |
| Andrew Joseph MoranCertified Financial Planner | Ofallon, Mo | May 7, 2024 | 15 y | 1 |
| Andrew W Scheffer | Scarsdale, Ny | May 8, 2024 | 12 y | 2 |
| Eusevius I Howard | Atlanta, Ga | Jun 18, 2024 | 10 y | 2 |
| Justin PullaroCertified Financial Planner | Ofallon, Mo | Aug 2, 2024 | 26 y | 4 |
| Christopher M MillerCertified Financial Planner | Ofallon, Mo | Aug 20, 2024 | 12 y | 2 |
| Rebecca Lees | Crozet, Va | Sep 10, 2024 | 22 y | 0 |
| Jordan Robert GilbertiCertified Financial Planner | Hillsborough, Nj | Oct 24, 2024 | 12 y | 3 |
| Joel Stephen MillerCertified Financial Planner | Minnetonka, Mn | Nov 26, 2024 | 15 y | 2 |
| Keenan Dean CaseyCertified Financial Planner | Clarkston, Mi | Nov 27, 2024 | 10 y | 4 |
| Roger George TranCertified Financial Planner | Pittsburg, Ca | Dec 2, 2024 | 19 y | 3 |
| Madeline McivorCertified Financial Planner | Mill Valley, Ca | Jan 8, 2025 | 11 y | 3 |
| Christopher JacksonCertified Financial Planner | Ofallon, Mo | Jan 28, 2025 | 11 y | 3 |
| Korinne Kay Sugasawara | San Jose, Ca | Jan 29, 2025 | 10 y | 1 |
| Frank Vestal | Kingman, Az | Feb 21, 2025 | 12 y | 1 |
| Stuart Blake PettyCertified Financial Planner | Ofallon, Mo | Mar 10, 2025 | 14 y | 2 |
| Harrison William MaizelsCertified Financial Planner | Ofallon, Mo | Mar 17, 2025 | 10 y | 1 |
| Shai-Lin Gothreau | Ofallon, Mo | Mar 18, 2025 | 11 y | 0 |
| Tavarus Hogans | Jacksonville, Fl | Apr 3, 2025 | 15 y | 0 |
| Max Cooper NovakCertified Financial Planner | Carbondale, Il | May 9, 2025 | 10 y | 2 |
| Zachary Scott NovakCertified Financial Planner | Carbondale, Il | May 9, 2025 | 11 y | 2 |
| Mee-Kyong LeeCertified Financial Planner | Tacoma, Wa | Jun 13, 2025 | 18 y | 2 |
| Josiah Kellogg | Ofallon, Mo | Jun 13, 2025 | 11 y | 0 |
| Mariko Osceola GordonCertified Financial Planner, Chartered Financial Analyst | Ofallon, Mo | Jul 17, 2025 | 31 y | 1 |
| Jerome A NearyCertified Financial Planner | Brookfield, Wi | Jul 24, 2025 | 12 y | 3 |
Advisor movement
6 left, 11 joined in 12 months
net +5 in 12 months3 left in 90 days2 joined in 90 daysdeparture rate 9.5% of current headcount13 left over 36 months
Left, latest
- Jill Marie Tripp to Pathfinder Planning And InvestmentsAug 20, 2026 · RIA to a newly registered adviser
- Hannah Lynne Santa Cruz to Pathfinder Planning And InvestmentsAug 20, 2026 · RIA to a newly registered adviser
- Jasmine Alberta Lambert to Flagstar Securities, Inc.Jul 7, 2026 · RIA to RIA
- Dawn Carolyn Abernathy to EllevestMay 20, 2026 · RIA to RIA
- Adam Michael Haynes to Peak Financial PlanningFeb 25, 2026 · RIA to RIA
- Austin England to Creative Financial Designs, Inc.Sep 23, 2025 · RIA to affiliated broker-dealer or bank
- Jimmy Ray to Equitable Advisors, LLCMay 28, 2025 · RIA to affiliated broker-dealer or bank
- Jacob M George to Cooper Eagle, LLCJan 7, 2025 · RIA to a state-registered adviser
- Logan Gregory Klug to Fidelity Personal And Workplace AdvisorsMay 30, 2024 · RIA to affiliated broker-dealer or bank
- Adam Nicholas Coleman to NectarineApr 2, 2024 · RIA to a newly registered adviser
- Cameron Reed Branum to Wells Fargo AdvisorsFeb 13, 2024 · RIA to wirehouse
- David Austin Young to Harding Wealth, Inc.Feb 13, 2024 · RIA to RIA
- Eusevius I Howard to Edelman Financial EnginesNov 16, 2023 · RIA to RIA
- Michelle Wu to Origin Investment Advisory LLCMar 2, 2023 · RIA to RIA
- Timothy P Moore to Arete Wealth Advisors, LLCMar 2, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- Danielle Rita Arlotta from Brooklyn Plans LLCAug 4, 2026 · Other
- Dawn Carolyn Abernathy from Compass WealthJun 29, 2026 · RIA to RIA
- Andrew Alan Waggoner from LPL Financial LLCMar 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph Francisco Schneider from Guiding Wealth Management, LLCFeb 11, 2026 · Other
- Roberto Fortuna from Imagine Financial Security LLCJan 27, 2026 · Other
- Eric Rodriguez from Ernst & Young Investment Advisers LlpJan 20, 2026 · Other
- Clifford Andrew Brockmann from Strategic Advisers LLCJan 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christopher G Peterson from Cravens & Company Wealth ManagementNov 12, 2025 · Other
- Michael Allen Kirkendale-Haak from FacetOct 8, 2025 · RIA to RIA
- Jacob M George from Cooper Eagle, LLCOct 8, 2025 · Other
- Hannah Lynne Santa Cruz from Focus Partners Wealth, LLCSep 17, 2025 · RIA to RIA
- Michelle Rae Wagner from EllevestSep 4, 2025 · RIA to RIA
- Maria Katharine Stalter from Blue Marlin Advisors, LLCAug 25, 2025 · Other
- Jerome A Neary from Wealth Enhancement Advisory Services, LLCJul 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- Mariko Osceola Gordon from Uzume LLCJul 17, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Pathfinder Planning And InvestmentsAug 20, 2026 · Ofallon, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ofallon, Mo · principal | 62 | 22 | 3 | 1 | |
| Alpharetta, Ga | 2 | 2 | 0 | ||
| Carbondale, Il | 2 | 0 | 0 | ||
| Durham, Nc | 2 | 1 | 0 | ||
| Portland, Or | 2 | 0 | 0 | ||
| Saint Louis, Mo | 1 | 0 | 1 | ||
| American Fork, Ut | 0 | 0 | 1 | ||
| Bella Vista, Ar | 0 | 0 | 0 | ||
| Newcastle, Ok | 0 | 0 | 0 | ||
| Berryville, Va | 0 | 0 | 1 | ||
| Waxhaw, Nc | 0 | 0 | 0 | ||
| Scottsdale, Az | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Apr 24, 2026advisory representatives (Item 5.B.3) moved from 32.0 to 61.0 (+91.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was 0.0% (795 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 100% percentile
- client count surgeChange between filings · filing Apr 24, 2026individual and HNW clients (Item 5.D) moved from 359.0 to 867.0 (+142.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 99% percentile
- employee count surgeChange between filings · filing Apr 24, 2026employees (Item 5.A) moved from 32.0 to 65.0 (+103.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was 0.0% (596 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (596) · 99% percentile
- RAUM up 50 %Change between filings · filing Apr 24, 2026RAUM (Item 5.F) moved from $121,451,500 to $525,029,564 (+332.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was +16.0% (1386 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 100% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Jul 31, 2026 to Sep 15, 2026
- Related adviser · false to unsetJul 31, 2026 to Sep 15, 2026
- Related bank · false to unsetJul 31, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetJul 31, 2026 to Sep 15, 2026
- Related insurance company · false to unsetJul 31, 2026 to Sep 15, 2026
- Succession · false to unsetJul 31, 2026 to Sep 15, 2026
- Accounts · 884 to 1,005Sep 9, 2025 to Mar 26, 2026
- Advisory employees · 32 to 61Sep 9, 2025 to Mar 26, 2026
- HNW clients · 29 to 122Sep 9, 2025 to Mar 26, 2026
- Individual clients · 330 to 745Sep 9, 2025 to Mar 26, 2026
- Employees · 32 to 65Sep 9, 2025 to Mar 26, 2026
- State-registered IARs · 32 to 61Sep 9, 2025 to Mar 26, 2026
- Discretionary RAUM · $98.2M to $500MSep 9, 2025 to Mar 26, 2026
- HNW RAUM · $53.9M to $280MSep 9, 2025 to Mar 26, 2026
- Individual RAUM · $67.6M to $245MSep 9, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $23.3M to $24.6MSep 9, 2025 to Mar 26, 2026
- RAUM · $121M to $525MSep 9, 2025 to Mar 26, 2026
- Financial planning clients · 51-100 to 51-100Apr 10, 2025 to Jun 6, 2025
- Accounts · 756 to 884Feb 24, 2025 to Apr 10, 2025
- HNW clients · 15 to 29Feb 24, 2025 to Apr 10, 2025
- Individual clients · 259 to 330Feb 24, 2025 to Apr 10, 2025
- HQ city · ST. LOUIS to OFALLONFeb 24, 2025 to Apr 10, 2025
- Other offices · 12 to 0Feb 24, 2025 to Apr 10, 2025
- Discretionary RAUM · $26.4M to $98.2MFeb 24, 2025 to Apr 10, 2025
- HNW RAUM · $30.1M to $53.9MFeb 24, 2025 to Apr 10, 2025
- Individual RAUM · $32.2M to $67.6MFeb 24, 2025 to Apr 10, 2025
- Non-discretionary RAUM · $35.9M to $23.3MFeb 24, 2025 to Apr 10, 2025
- RAUM · $62.3M to $121MFeb 24, 2025 to Apr 10, 2025
Signals
20 dated events
- Amy Fontinelle registered as an investment adviser representative at Core PlanningSep 15, 2026 · Advisor registered · fact
- Hannah Lynne Santa Cruz left Core Planning for Pathfinder Planning And Investments (registered 2026-05-27)Aug 20, 2026 · Advisor changed firm · fact
- Jill Marie Tripp left Core Planning for Pathfinder Planning And Investments (registered 2026-06-12)Aug 20, 2026 · Advisor changed firm · fact
- 2 advisors left Core Planning (Ofallon, MO) for Pathfinder Planning And Investments on the same dayAug 20, 2026 · Team lift-out · derived
- Jasmine Alberta Lambert left Core Planning for Flagstar Securities, Inc. (registered 2026-08-17)Jul 7, 2026 · Advisor changed firm · fact
- Dawn Carolyn Abernathy left Core Planning for Ellevest (registered 2024-08-02)May 20, 2026 · Advisor changed firm · fact
- Core Planning reported RAUM $525.0M, up 332% from $121.5M (2025-09-09 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Core Planning reported 61 state-registered advisory representatives, up from 32 (2025-09-09 to 2026-03-26)Mar 26, 2026 · Advisor headcount change · derived
- Adam Michael Haynes left Core Planning for Peak Financial Planning (registered 2026-06-08)Feb 25, 2026 · Advisor changed firm · fact
- Austin England left Core Planning for Creative Financial Designs, Inc. (registered 2025-09-08)Sep 23, 2025 · Advisor changed firm · fact
- Jimmy Ray left Core Planning for Equitable Advisors, Llc (registered 2025-06-05)May 28, 2025 · Advisor changed firm · fact
- Core Planning reported 0 offices beyond its principal office, down from 12 (2025-02-24 to 2025-04-10)Apr 10, 2025 · Office count change · derived
- Jacob M George left Core Planning for Cooper Eagle, Llc (registered 2025-02-20)Jan 7, 2025 · Advisor changed firm · fact
- Logan Gregory Klug left Core Planning for Fidelity Personal And Workplace Advisors (registered 2024-06-11)May 30, 2024 · Advisor changed firm · fact
- Adam Nicholas Coleman left Core Planning for Nectarine (registered 2024-04-10)Apr 2, 2024 · Advisor changed firm · fact
- David Austin Young left Core Planning for Harding Wealth, Inc. (registered 2024-02-02)Feb 13, 2024 · Advisor changed firm · fact
- Cameron Reed Branum left Core Planning for Wells Fargo Advisors (registered 2024-02-08)Feb 13, 2024 · Advisor changed firm · fact
- Eusevius I Howard left Core Planning for Edelman Financial Engines (registered 2023-08-31)Nov 16, 2023 · Advisor changed firm · fact
- Michelle Wu left Core Planning for Origin Investment Advisory Llc (registered 2022-10-18)Mar 2, 2023 · Advisor changed firm · fact
- Timothy P Moore left Core Planning for Arete Wealth Advisors, Llc (registered 2022-02-09)Mar 2, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 636-339-4841reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- corepln.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 636-734-7507reportedpublic record, Form ADV, Sep 15, 2026
- Team page
- corepln.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026