DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Stephens

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

Advisor	Firm	Branch	Here since	In industry	Prior firms	States
Phyllis Ann Achor dual registrant	Stephens BD affiliated	Little Rock, Ar	Jan 22, 2026	28 y	3	2
Joel Brent Akers dual registrant	Stephens BD affiliated	Rogers, Ar	May 6, 2013	26 y	2	2
Maria A Alexander dual registrant	Stephens BD affiliated	Columbia, Sc	Aug 1, 2016	13 y	1	2
R•••••• R••••••• A•••••••• dual registrant	S••••••• BD affiliated	Austin, Tx	Apr 3, 2001	34 y	0	1
B•••• C•••••• B••••••••• dual registrant	S••••••• BD affiliated	Lakeland, Tn	Apr 16, 2024	14 y	0	1
N••••••• V•••• B•••• Chartered Financial Analyst · dual registrant	S••••••• BD affiliated	Dallas, Tx	Nov 10, 2005	38 y	0	1
D••••• P•••••• B••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Aug 5, 1999	45 y	0	2
G•••••• S• B••••• dual registrant	S••••••• BD affiliated	Houston, Tx	Jan 19, 2023	18 y	2	1
L•••• A•• B•••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Dec 13, 2022	11 y	0	2
E•••••••• C•••••••• B•••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Jan 3, 2023	10 y	0	2
J••• D•••• B•••• J• dual registrant	S••••••• BD affiliated	Charlotte, Nc	Jul 26, 2013	13 y	0	2
F•••••••• B••••• B•••• dual registrant	S••••••• BD affiliated	Hot Springs, Ar	Oct 14, 1999	36 y	0	2
D•••• R••••• B•••• dual registrant	S••••••• BD affiliated	Austin, Tx	Oct 10, 2022	16 y	0	2
W•••••• W••••• B••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	May 11, 2004	28 y	1	2
B••••• L•• B••• dual registrant	S••••••• BD affiliated	Memphis, Tn	Dec 26, 2025	29 y	5	2
J••••• S••••••• B•••• dual registrant	S••••••• BD affiliated	Winston-Salem, Nc	Oct 25, 2022	14 y	3	2
J•••• E••••• B•••• dual registrant	S••••••• BD affiliated	Rogers, Ar	Apr 3, 2009	31 y	1	2
M•••••• P••••• B••••• dual registrant	S••••••• BD affiliated	New York, Ny	Sep 23, 2025	12 y	0	2
M•••••• M• B••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Sep 16, 2021	17 y	0	2
K•••• H•••••• B••••• dual registrant	S••••••• BD affiliated	Memphis, Tn	Nov 30, 2023	40 y	4	2
F••• E••••• B•••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Oct 30, 2013	25 y	0	2
C•••••• S• B••••• dual registrant	S••••••• BD affiliated	Charlotte, Nc	Aug 31, 2006	27 y	1	2
A••••• B••••• dual registrant	S••••••• BD affiliated	Memphis, Tn	Jan 23, 2012	42 y	3	2
S••••••• B•••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Oct 3, 2023	10 y	0	2
B•••• A••••• B••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	May 25, 2009	39 y	0	2
P•••••• A•••• B••••••••• Certified Financial Planner · dual registrant	S••••••• BD affiliated	Little Rock, Ar	Jan 2, 2015	11 y	0	2
L•••• T•••• C••••••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Jan 15, 2025	12 y	0	2
A••••• G••••• C•••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Dec 17, 2018	12 y	0	2
M•••• O••• C•••••• dual registrant	S••••••• BD affiliated	Dallas, Tx	Jul 9, 2020	10 y	0	1
C••• B••••• C••••••••• dual registrant	S••••••• BD affiliated	Memphis, Tn	Jan 6, 2012	38 y	1	2
K•••••••• G•••• C••••• dual registrant	S••••••• BD affiliated	Rogers, Ar	Apr 4, 2013	19 y	1	2
R••• A•••• C•••••• dual registrant	S••••••• BD affiliated	Nashville, Tn	Nov 11, 2022	18 y	2	2
K•••• P••••• C••••••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Sep 2, 2025	11 y	0	2
A••••• L••••• C•••••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Aug 5, 1999	27 y	0	2
T••• W•••••• C•••• Chartered Financial Analyst · dual registrant	S••••••• BD affiliated	Little Rock, Ar	Mar 21, 2014	30 y	0	2
W•••••• R•••• C••• dual registrant	S••••••• BD affiliated	Conway, Ar	Feb 16, 2012	26 y	1	2
J•••• Z••• C•••••• dual registrant	S••••••• BD affiliated	Fayetteville, Ar	Dec 19, 2011	19 y	0	2
A••••• R•••• C••• dual registrant	S••••••• BD affiliated	Conway, Ar	Apr 29, 2024	11 y	0	2
B•••• G••••••• C••• dual registrant	S••••••• BD affiliated	Conway, Ar	Feb 16, 2012	33 y	1	2
C••••••••• C••• C••••• Chartered Financial Analyst · dual registrant	S••••••• BD affiliated	Little Rock, Ar	Dec 19, 2013	30 y	0	2
G••••• R•••••• C•••• dual registrant	S••••••• BD affiliated	Memphis, Tn	Mar 24, 2015	12 y	1	2
G•••• A••••••• C•••• dual registrant	S••••••• BD affiliated	Memphis, Tn	Aug 23, 2004	45 y	1	2
D••• A••••• C•••••••• dual registrant	S••••••• BD affiliated	Columbia, Sc	Jun 4, 2010	43 y	2	1
W•••••• D•••• C•••••••• Chartered Financial Analyst · dual registrant	S••••••• BD affiliated	Memphis, Tn	Sep 21, 2021	10 y	1	1
W•••••• C••••• C••••••• dual registrant	S••••••• BD affiliated	Fayetteville, Ar	Aug 27, 2025	23 y	1	2
M•••••• G••••• C•••••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	May 14, 2003	23 y	0	2
C••••• A•• D••••••••• dual registrant	S••••••• BD affiliated	Maumelle, Ar	Sep 16, 2019	27 y	1	2
H•••• D• N•••• Chartered Financial Analyst · dual registrant	S••••••• BD affiliated	Winston-Salem, Nc	Jul 9, 2019	10 y	0	2
S••••• D••••••• dual registrant	S••••••• BD affiliated	Little Rock, Ar	Apr 8, 2025	16 y	0	1
S••••• D••••• dual registrant	S••••••• BD affiliated	Conway, Ar	Apr 28, 2022	11 y	0	2

The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

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243 advisors match.