DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

Advisor	Firm	Branch	Here since	In industry	Prior firms	States
William Scott A'Hearn dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	May 20, 2026	11 y	0	1
Scott A'Hearn dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fort Wayne, In	Dec 8, 2006	20 y	0	4
Mostafa Aamer dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Princeton, Nj	Apr 26, 2011	15 y	0	2
Ashlyn Aaron dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Jul 18, 2023	12 y	0	2
Mohammed Aater dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Woodland Hills, Ca	May 5, 2011	25 y	3	2
Raul Andrew Aballi dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Riverside, Ca	Jul 8, 1997	39 y	0	2
Joni Menard Abalos dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Houston, Tx	May 25, 2011	33 y	1	1
Jemuel M Abarientos dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Temecula, Ca	Jan 3, 2018	15 y	2	2
Jennifer Marie Abate dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Lovettesville, Va	Nov 19, 2021	22 y	3	2
Constante Ross Abaya dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Beverly Hills, Ca	Nov 21, 2018	27 y	2	2
Austyn L Abbas dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Los Angeles, Ca	Oct 23, 2009	21 y	1	1
Ali Abbas dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Palm Beach, Fl	Nov 12, 2014	15 y	3	2
Mannan Z Abbasi dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Grayslake, Il	Oct 3, 2024	16 y	0	2
Christopher M Abbate dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Providence, Ri	Dec 18, 2013	13 y	0	2
Raymond John Abbate dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Red Bank, Nj	Sep 24, 2012	46 y	2	2
Michael Thomas Abbenante dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Miami Beach, Fl	Jul 8, 2013	23 y	3	4
Michael Joseph Abbinante dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Miamisburg, Oh	Nov 4, 2016	27 y	3	2
Meriam R Abbo dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	San Diego, Ca	Aug 17, 2022	13 y	0	1
Jules S Abbosh dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Jacksonville, Fl	Sep 17, 2010	16 y	0	1
Christopher Sweat Abbott dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Richmond, Va	Oct 23, 2009	41 y	1	2
Matthew Abbott dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc	Aug 8, 2023	12 y	0	1
Christian E Abboud dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Florham Park, Nj	Jun 10, 2008	18 y	0	3
Sami Abboud dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dallas, Tx	Jun 30, 2004	27 y	0	1
Rachel E Abdel-Hamid dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mill Valley, Ca	Dec 23, 2008	20 y	0	2
Mona Abdel-Malek dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pennington, Nj	Sep 18, 2018	15 y	0	2
Ahmed M Abdelbaki dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Clifton, Nj	Aug 17, 2015	14 y	0	2
Mina Abdelkdous dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dana Point, Ca	Jan 6, 2025	19 y	0	2
Eman Moustafa Abdellatif dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Houston, Tx	Jun 30, 2025	11 y	0	1
Andrew Milad Adly Abdelmalak dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pennington, Nj	Mar 21, 2023	11 y	0	2
Husan-Iddin Abdul-Ghani dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Paramus, Nj	Apr 27, 2012	15 y	0	2
Aisha Abdul-Mumin dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boca Raton, Fl	Feb 7, 2023	10 y	1	1
Muskan Mohamed Abdulhussein dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Oct 22, 2024	11 y	0	1
Sondos Abedallah dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Andover, Ma	Mar 1, 2023	12 y	0	2
Hassan Abedi dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Palm Desert, Ca	Jul 17, 2019	16 y	0	2
Andrea D Abeger dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Encino, Ca	Mar 27, 2003	34 y	0	2
Eric J Abel dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Jul 20, 2015	12 y	0	1
Sally Danna Abell dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Buffalo, Ny	Sep 22, 2006	42 y	0	3
Francis Leo Abella dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Napa, Ca	Mar 29, 2018	34 y	4	2
Nina Lynne Abelman dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bellevue, Wa	May 1, 1991	40 y	0	2
Laura Grace Abels dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	White Plains, Ny	Jul 3, 2013	17 y	1	3
Judi Marie Aber dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Punta Gorda, Fl	Oct 23, 2009	32 y	1	3
Audrey Abergel dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fort Worth, Tx	Jan 14, 2020	10 y	0	1
Emily Williford Abernethy dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Houston, Tx	Oct 7, 2015	34 y	2	1
Vartika Abhishek dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Marysville, Wa	Aug 8, 2025	12 y	4	2
Pascale Abi-Khattar dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Blue Bell, Pa	Mar 11, 2010	19 y	1	2
Adam Abida dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wayne, Nj	Apr 4, 2024	12 y	0	2
Mary-Ann Abida dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wayne, Nj	Sep 23, 2011	15 y	0	2
Joseph F Abinanti dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Sep 30, 2021	19 y	1	3
Oluwaseun Ndubisi Abiona dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Sep 15, 2026	11 y	0	1
Edward Harold Abitanta dual registrant	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Jul 21, 2004	42 y	0	2

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25,482 advisors match.