DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through UBS Financial Services Inc.
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Kenneth Abady dual registrant | UBS Financial Services Inc. wirehouse | San Diego, Ca | Apr 20, 2011 | 35 y | 3 | 2 |
| Qasim Abbas dual registrant | UBS Financial Services Inc. wirehouse | Weehawken, Nj | Aug 10, 2026 | 11 y | 0 | 1 |
| Sennai Haile Abbay dual registrant | UBS Financial Services Inc. wirehouse | San Francisco, Ca | Oct 21, 2022 | 15 y | 1 | 3 |
| Linda Lee Abbott dual registrant | UBS Financial Services Inc. wirehouse | Matthews, Nc | Aug 14, 2024 | 10 y | 2 | 1 |
| Christine Lee Abbott Certified Financial Planner · dual registrant | UBS Financial Services Inc. wirehouse | New York, Ny | Mar 29, 2012 | 19 y | 0 | 3 |
| Dane Christopher Abbott dual registrant | UBS Financial Services Inc. wirehouse | Bonita Springs, Fl | Nov 2, 2010 | 17 y | 2 | 3 |
| Natalia Eduardovna Abbott dual registrant | UBS Financial Services Inc. wirehouse | Alpharetta, Ga | May 24, 2018 | 20 y | 1 | 1 |
| Alice Abdalian dual registrant | UBS Financial Services Inc. wirehouse | Newport Beach, Ca | Apr 23, 2018 | 29 y | 0 | 2 |
| Nicholas George Abdy dual registrant | UBS Financial Services Inc. wirehouse | Tucson, Az | Sep 9, 2011 | 22 y | 3 | 1 |
| Caesar Alaa Abed dual registrant | UBS Financial Services Inc. wirehouse | Weehawken, Nj | Jan 16, 2026 | 10 y | 0 | 1 |
| Gregg Armstrong Abernathy dual registrant | UBS Financial Services Inc. wirehouse | Austin, Tx | Sep 18, 2008 | 33 y | 3 | 2 |
| Zachariah Fatih Abiad dual registrant | UBS Financial Services Inc. wirehouse | Charlotte, Nc | Mar 8, 2023 | 19 y | 0 | 1 |
| Wassim Mahmoud Abifaker dual registrant | UBS Financial Services Inc. wirehouse | La Jolla, Ca | Feb 27, 2026 | 26 y | 0 | 1 |
| Allen Abney dual registrant | UBS Financial Services Inc. wirehouse | Dallas, Tx | Dec 2, 2015 | 17 y | 1 | 2 |
| Jeffrey Mark Aboloff dual registrant | UBS Financial Services Inc. wirehouse | Houston, Tx | Jan 1, 1991 | 37 y | 0 | 1 |
| Melinda Joyce Abood dual registrant | UBS Financial Services Inc. wirehouse | New York, Ny | Mar 29, 2012 | 44 y | 0 | 2 |
| Natalie Abraham Certified Financial Planner, Chartered Financial Consultant · dual registrant | UBS Financial Services Inc. wirehouse | Las Vegas, Nv | Mar 24, 2026 | 13 y | 2 | 1 |
| Michael Christian Abraham dual registrant | UBS Financial Services Inc. wirehouse | Syracuse, Ny | Oct 26, 2021 | 30 y | 0 | 2 |
| Sophie Rose Abrams dual registrant | UBS Financial Services Inc. wirehouse | Hidden Hills, Ca | Dec 7, 2021 | 12 y | 0 | 2 |
| Howard Lyle Abrams dual registrant | UBS Financial Services Inc. wirehouse | Sherman Oaks, Ca | Mar 10, 2003 | 34 y | 2 | 2 |
| Richard Alan Abrams dual registrant | UBS Financial Services Inc. wirehouse | New York, Ny | Jan 15, 2009 | 43 y | 0 | 5 |
| Rejane R Abreu dual registrant | UBS Financial Services Inc. wirehouse | Miami, Fl | Feb 12, 2026 | 11 y | 1 | 1 |
| Guadalupe Abril dual registrant | UBS Financial Services Inc. wirehouse | Coral Gables, Fl | Mar 12, 2012 | 17 y | 2 | 1 |
| Jamal William Abu-Shamala dual registrant | UBS Financial Services Inc. wirehouse | Wayzata, Mn | Nov 30, 2017 | 11 y | 1 | 2 |
| Michael Acar dual registrant | UBS Financial Services Inc. wirehouse | Weehawken, Nj | May 22, 2017 | 10 y | 0 | 1 |
| Jose D Acebedo dual registrant | UBS Financial Services Inc. wirehouse | Miami, Fl | Jan 1, 2010 | 17 y | 1 | 2 |
| Joseph Rocco Aceto Certified Financial Planner · dual registrant | UBS Financial Services Inc. wirehouse | Andover, Ma | May 6, 2020 | 20 y | 0 | 2 |
| Ashok S Acharya dual registrant | UBS Financial Services Inc. wirehouse | Weehawken, Nj | Oct 20, 2008 | 28 y | 2 | 1 |
| Grant Allen Acker dual registrant | UBS Financial Services Inc. wirehouse | Los Angeles, Ca | Nov 4, 2020 | 10 y | 0 | 2 |
| John Grant Acker dual registrant | UBS Financial Services Inc. wirehouse | Los Angeles, Ca | Aug 4, 2006 | 28 y | 1 | 2 |
| Ariana Campos Acosta dual registrant | UBS Financial Services Inc. wirehouse | New York, Ny | Mar 21, 2013 | 19 y | 1 | 4 |
| Marc Anthony Acosta dual registrant | UBS Financial Services Inc. wirehouse | Jericho, Ny | Oct 26, 2021 | 32 y | 0 | 1 |
| Esthefany Gisell Acosta Espinal dual registrant | UBS Financial Services Inc. wirehouse | Miami, Fl | Aug 13, 2025 | 12 y | 0 | 1 |
| Paul Marie Adam dual registrant | UBS Financial Services Inc. wirehouse | New York, Ny | Feb 27, 2026 | 11 y | 1 | 1 |
| Elizabeth Adam dual registrant | UBS Financial Services Inc. wirehouse | Seminole, Fl | Sep 30, 2008 | 30 y | 2 | 2 |
| Erin Elizabeth Adams dual registrant | UBS Financial Services Inc. wirehouse | San Francisco, Ca | Jul 2, 2026 | 12 y | 0 | 1 |
| Jacob Donald Adams dual registrant | UBS Financial Services Inc. wirehouse | Wayzata, Mn | Jul 1, 2026 | 13 y | 1 | 1 |
| Chad Adams dual registrant | UBS Financial Services Inc. wirehouse | Denver, Co | Sep 20, 2006 | 21 y | 0 | 3 |
| Diane Marie Adams dual registrant | UBS Financial Services Inc. wirehouse | Omaha, Ne | Feb 14, 2020 | 25 y | 0 | 1 |
| Donald Walter Adams Certified Financial Planner · dual registrant | UBS Financial Services Inc. wirehouse | Wayzata, Mn | Mar 31, 2016 | 36 y | 1 | 2 |
| Douglas Shepard Adams dual registrant | UBS Financial Services Inc. wirehouse | Seattle, Wa | Jan 16, 1998 | 29 y | 0 | 1 |
| Jason Scott Adams dual registrant | UBS Financial Services Inc. wirehouse | Bethesda, Md | Feb 8, 2013 | 26 y | 3 | 3 |
| Jeffrey Paul Adams dual registrant | UBS Financial Services Inc. wirehouse | Mount Pleasant, Sc | Dec 18, 2008 | 29 y | 2 | 3 |
| Nichole Elizabeth Elizabeth Adams dual registrant | UBS Financial Services Inc. wirehouse | Murfreesboro, Tn | Sep 17, 2015 | 21 y | 1 | 2 |
| Patrick Michael Adams dual registrant | UBS Financial Services Inc. wirehouse | Washington, Dc | Mar 23, 2004 | 36 y | 1 | 4 |
| Lena Nuel Adams-Winkel dual registrant | UBS Financial Services Inc. wirehouse | Mcallen, Tx | Jan 1, 2010 | 27 y | 2 | 2 |
| Jonathan Alan Adamsky dual registrant | UBS Financial Services Inc. wirehouse | New York, Ny | Jul 14, 2014 | 28 y | 1 | 4 |
| Bryan Carl Adamson dual registrant | UBS Financial Services Inc. wirehouse | Omaha, Ne | Sep 21, 2001 | 25 y | 0 | 7 |
| Seth L Adamson dual registrant | UBS Financial Services Inc. wirehouse | Cincinnati, Oh | Apr 10, 2017 | 13 y | 1 | 2 |
| Mark Alexander Addessi dual registrant | UBS Financial Services Inc. wirehouse | Longboat Key, Fl | Jun 12, 2018 | 44 y | 0 | 4 |
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9,330 advisors match.