DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Columbus Investment Advisory Inc.
Latest filing Mar 27, 2026
First filing on the tape Mar 1, 2012 · 23 filings
SEC status approved since Feb 9, 1996
RAUM
$454M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$447M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$90.7M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$454M as of Mar 27, 2026
Mar 1, 2012$198M then
HNW client RAUM$323M as of Mar 27, 2026
Mar 29, 2018$240M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 1, 20120 then
Employees (5.A)9 as of Mar 27, 2026
Mar 28, 20137 then
Private funds: no history
RAUM +12% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $90.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.1MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Custody
- $2.1M, 84 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$323M71%
- Individuals$124M27%
- Charitable organizations$6.8M1.5%
- Individual clients
- 81reported
- HNW clients
- 23reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 307reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1M for 84 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H Carl Juckett | New Albany, Oh | Aug 8, 2019 | 31 y | 0 |
| Kris Adnan Herminghuysen | New Albany, Oh | Oct 15, 2021 | 17 y | 0 |
| John Paul Dosen | New Alany, Oh | Oct 3, 2022 | 10 y | 0 |
| Jordan Lindh | New Albany, Oh | Dec 10, 2024 | 13 y | 0 |
| Benjamin Aaron Desatnik | New Albany, Oh | Sep 25, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Perry M Reynolds to Wesbanco Securities, Inc.Aug 9, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carl H Juckett · Ceo And Ccocontrolsince 01/2015 · owns less than 5%
- Ann Debra Schlater · Secretary/Treasurercontrolsince 01/1996 · owns less than 5%
- Lee John Schlater · Presidentcontrolsince 01/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Albany, Oh · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- RAUM · $406M to $454MMar 27, 2025 to Mar 27, 2026
- Accounts · 103 to 307Mar 27, 2025 to Mar 27, 2026
- Charity clients · 8 to 9Mar 27, 2025 to Mar 27, 2026
- Individual clients · 72 to 81Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $2.0M to $2.1MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $404M to $452MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $303M to $323MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $96.5M to $124MMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.2M to $2.0MMar 27, 2025 to Mar 27, 2026
- Accounts · 104 to 103Mar 26, 2024 to Mar 27, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Mar 27, 2025
- HNW clients · 20 to 23Mar 26, 2024 to Mar 27, 2025
- Individual clients · 76 to 72Mar 26, 2024 to Mar 27, 2025
- Assets in custody · $2.8M to $2.0MMar 26, 2024 to Mar 27, 2025
- Employees · 8 to 9Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $344M to $404MMar 26, 2024 to Mar 27, 2025
- HNW RAUM · $238M to $303MMar 26, 2024 to Mar 27, 2025
- Individual RAUM · $101M to $96.5MMar 26, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $1.3M to $1.2MMar 26, 2024 to Mar 27, 2025
- RAUM · $345M to $406MMar 26, 2024 to Mar 27, 2025
- Accounts · 100 to 104Mar 23, 2023 to Mar 26, 2024
- Charity clients · 7 to 8Mar 23, 2023 to Mar 26, 2024
- Individual clients · 73 to 76Mar 23, 2023 to Mar 26, 2024
- Assets in custody · $2.8M to $2.8MMar 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $323M to $344MMar 23, 2023 to Mar 26, 2024
- HNW RAUM · $214M to $238MMar 23, 2023 to Mar 26, 2024
- Individual RAUM · $99.9M to $101MMar 23, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $1.2M to $1.3MMar 23, 2023 to Mar 26, 2024
- RAUM · $324M to $345MMar 23, 2023 to Mar 26, 2024
- Accounts · 98 to 100Oct 31, 2022 to Mar 23, 2023
- Advisory employees · 4 to 3Oct 31, 2022 to Mar 23, 2023
- HNW clients · 21 to 20Oct 31, 2022 to Mar 23, 2023
- Individual clients · 70 to 73Oct 31, 2022 to Mar 23, 2023
- Assets in custody · $20.3M to $2.8MOct 31, 2022 to Mar 23, 2023
- Employees · 9 to 8Oct 31, 2022 to Mar 23, 2023
- Discretionary RAUM · $373M to $323MOct 31, 2022 to Mar 23, 2023
- HNW RAUM · $249M to $214MOct 31, 2022 to Mar 23, 2023
- Individual RAUM · $108M to $99.9MOct 31, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $1.5M to $1.2MOct 31, 2022 to Mar 23, 2023
Signals
1 dated events
- Perry M Reynolds left Columbus Investment Advisory Inc. for Wesbanco Securities, Inc. (registered 2023-09-25)Aug 9, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 614-882-1418reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026