DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wesbanco Securities, Inc.
Latest filing Jul 16, 2026
First filing on the tape Oct 22, 2020 · 22 filings
SEC status approved since Dec 8, 2020
RAUM
$286M
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
100%
$286M individuals and HNW
Advisors
51
registered through the firm on IAPD
RAUM per advisor
$5.6M
derived; firm RAUM over IAPD count
Employees
110
42 advisory (5.B.1)
Offices
20
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$286M as of Jul 16, 2026
Mar 31, 2021$128M then
HNW client RAUM$99.8M as of Jul 16, 2026
Mar 31, 2021$25.0M then
State-registered IARs (5.B.3)42 as of Jul 16, 2026
Mar 31, 202135 then
Employees (5.A)110 as of Jul 16, 2026
Mar 31, 2021127 then
Private funds: no history
RAUM +72% over the last fiscal year+30% a year over threeIARs 39 to 42
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $5.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $479,673derivedHNW RAUM over HNW clients
- Average account
- $175,707derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 2.4derived21 offices incl. principal (1.F.5)
- RAUM growth, one year
- +72%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +93%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $78.6MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$186M65%
- High-net-worth individuals$99.8M35%
- Individual clients
- 1,419reported
- HNW clients
- 208reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,627reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $78.6M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=92.0derived
Advisors registered through the firm
51 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Howard Joseph BertramCertified Financial Planner, Chartered Financial Consultant | Wheeling, Wv | Jan 19, 2006 | 22 y | 1 |
| Debra Lynn Gordon | Columbus, Oh | Apr 8, 2009 | 25 y | 1 |
| Vicki Lynn Wiley | Moundsville, Wv | May 8, 2013 | 19 y | 2 |
| Paul Douglas Curnes | Steubenville, Oh | Jan 13, 2014 | 27 y | 3 |
| James Ebon Starcher | Beaver Falls, Pa | Sep 3, 2014 | 27 y | 4 |
| Rose Lynn Wilson | Parkersburg, Wv | Mar 13, 2015 | 25 y | 2 |
| David Robert Mcginley | New Castle, Pa | Jul 3, 2015 | 18 y | 3 |
| Sherri Lynn Sharpe | Wheeling, Wv | Dec 9, 2015 | 27 y | 1 |
| David Alan Reynolds | Elizabethtown, Ky | Jul 24, 2017 | 29 y | 6 |
| Abbie Sophia Talbert | Wheeling, Wv | Jan 2, 2018 | 16 y | 0 |
| Karen Quinn Watson | Sheperdsville, Ky | Nov 16, 2018 | 31 y | 2 |
| Lisa Finkelstein Stavsky | Wheeling, Wv | Apr 5, 2019 | 34 y | 3 |
| Chad L. Lino | Cranberry Township, Pa | Dec 3, 2019 | 20 y | 2 |
| Seth Perry White | Wheeling, Wv | Jul 14, 2020 | 20 y | 2 |
| Micah Abraham Seen | Parkersburg, Wv | Aug 6, 2020 | 16 y | 0 |
| Loren Joseph GlaserCertified Financial Planner | Bowie, Md | Aug 10, 2021 | 27 y | 4 |
| Vicki Ann Korinko | Wheeling, Wv | Nov 16, 2021 | 15 y | 0 |
| Kelsie R Dunbar | Upper Arlington, Oh | Jan 7, 2022 | 12 y | 0 |
| Drew Adam Ecklund | Wheeling, Wv | Jan 10, 2022 | 21 y | 3 |
| Robert Dummer | Wheeling, Wv | Jan 10, 2022 | 12 y | 1 |
| Jason Scott Mcfarland | Parkersburg, Wv | Jan 13, 2022 | 15 y | 1 |
| James Leroy Conner | Parkersburg, Wv | Jan 18, 2022 | 26 y | 0 |
| Christopher Russell Walter | Wheeling, Wv | Feb 8, 2022 | 34 y | 7 |
| Adam Morris | Ironton, Oh | Jun 10, 2022 | 13 y | 1 |
| Arthur Hughes | New Castle, Pa | Apr 18, 2023 | 10 y | 0 |
| Brooke Megan CarrollCertified Financial Planner | Weirton, Wv | May 8, 2023 | 12 y | 1 |
| Perry M Reynolds | Wheeling, Wv | Sep 25, 2023 | 12 y | 1 |
| Ricky Timothy Fisher | Wheeling, Wv | Mar 25, 2024 | 22 y | 0 |
| Sharon J Aller | Columbus, Oh | Apr 17, 2024 | 23 y | 1 |
| Gregory Grant Simons | Wheeling, Wv | May 1, 2025 | 16 y | 0 |
| Janet Louise Morris | Parkersburg, Wv | May 2, 2025 | 18 y | 5 |
| Biswojit Rebeiro | Bowie, Md | May 13, 2025 | 10 y | 4 |
| Stefan Lars Brannare | Parkersburg, Wv | Jun 12, 2025 | 23 y | 4 |
| Daniel Bradaick | Younstown, Oh | Sep 2, 2025 | 25 y | 5 |
| Robert J Hyde | Wheeling, Wv | Sep 3, 2025 | 15 y | 5 |
| Brent L Blaus | Bellevue, Oh | Sep 3, 2025 | 31 y | 5 |
| Christopher Allen Egli | Genoa, Oh | Sep 3, 2025 | 25 y | 4 |
| Eric S Sparling | Upper Sandusky, Oh | Sep 3, 2025 | 25 y | 8 |
| Jay Charles Dias | Poland, Oh | Sep 3, 2025 | 17 y | 4 |
| Brian D Tussing | Defiance, Oh | Sep 3, 2025 | 14 y | 2 |
Advisor movement
4 left, 5 joined in 12 months
net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 7.8% of current headcount7 left over 36 months
Left, latest
- Kevin M Davis to Fifth Third Securities, Inc.Jul 10, 2026 · Affiliated broker-dealer or bank to another
- Andrew J. Nothstine to Key Investment Services LLCApr 22, 2026 · Affiliated broker-dealer or bank to another
- Kirk Douglas Michel to Thrivent Investment Management Inc.Feb 2, 2026 · Affiliated broker-dealer or bank to another
- Zachary Ryan Bailey to LPL Financial LLCFeb 2, 2026 · Affiliated broker-dealer or bank to another
- Tyler Landon Williams to LPL Financial LLCMay 23, 2025 · Affiliated broker-dealer or bank to another
- Michael Ray Schneider to Raymond James Financial Services Advisors, IncJan 31, 2025 · Affiliated broker-dealer or bank to another
- Christopher Brian Vassilo to LPL Financial LLCNov 5, 2024 · Affiliated broker-dealer or bank to another
- Edward Alexander Kingery to Cetera Investment Advisers LLCMay 10, 2023 · Affiliated broker-dealer or bank to another
- James Adam Tracy to U.S. Bancorp Investments, Inc.Apr 25, 2023 · Affiliated broker-dealer or bank to another
- Robert Dale Bodnar to Cetera Investment Advisers LLCJul 8, 2022 · Affiliated broker-dealer or bank to another
- Joshua Blair Schmalz to Founders Financial Alliance, LLCMay 11, 2021 · Affiliated broker-dealer or bank to independent RIA
- Adelina Patrica Vela to LPL Financial LLCFeb 18, 2021 · Affiliated broker-dealer or bank to another
- Matthew Vaughn Roth to Cetera Investment Advisers LLCOct 7, 2020 · Affiliated broker-dealer or bank to another
- Rebecca Mayer Hern to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 10, 2020 · Affiliated broker-dealer or bank to wirehouse
- Mark Adam Wakeland to Huntington Financial AdvisorsJun 12, 2020 · Affiliated broker-dealer or bank to another
Joined, latest
- Wendell Anthony Rounds from Ameriprise Financial Services, LLCJul 31, 2026 · Affiliated broker-dealer or bank to another
- Michael Merk from Ally Invest AdvisorsJun 10, 2026 · RIA to affiliated broker-dealer or bank
- Matthew Bennito D'Amico from Tlg Advisors, Inc.Apr 27, 2026 · Affiliated broker-dealer or bank to another
- Seth Sebastian Hicks from J.P. Morgan Securities LLCApr 23, 2026 · Wirehouse to affiliated broker-dealer or bank
- James Robert Herberger from Huntington Financial AdvisorsNov 6, 2025 · Affiliated broker-dealer or bank to another
- Jay Charles Dias from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- Brian D Tussing from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- Brent L Blaus from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- Eric S Sparling from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- Christopher Allen Egli from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- Robert J Hyde from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- David Thomas Robinson from LPL Financial LLCSep 3, 2025 · Affiliated broker-dealer or bank to another
- Daniel Bradaick from LPL Financial LLCSep 2, 2025 · Affiliated broker-dealer or bank to another
- Andrew J. Nothstine from Fifth Third Securities, Inc.Aug 1, 2025 · Affiliated broker-dealer or bank to another
- Stefan Lars Brannare from Cetera Investment Advisers LLCJun 12, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from LPL Financial LLCSep 3, 2025 · San Diego, Ca
- 5 joined from LPL Financial LLCSep 3, 2025 · Struthers, Oh
- 2 joined from Pnc Wealth ManagementNov 1, 2018 · Prospect, Ky
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Benjamin Joseph Beckett · Finop & Operations Managercontrolsince 04/2014 · owns less than 5%
- James C Gardill · Counselcontrolsince 10/2007 · owns less than 5%
- Jeff Jackson · Directorcontrolsince 01/2023 · owns less than 5%
- Scott Alan Love · Directorcontrolsince 01/2023 · owns less than 5%
- Michael L Perkins · Directorcontrolsince 12/2022 · owns less than 5%
- Brent Earl Richmond · Directorcontrolsince 01/2007 · owns less than 5%
- Lisa Finkelstein Stavsky · Director - Managing Director/President/Ceocontrolsince 08/2019 · owns less than 5%
- Rose Lynn Wilson · Cco, Managing Director Of Compliance & Directorcontrolsince 01/2016 · owns less than 5%
- Jay Zatta · Directorcontrolsince 01/2023 · owns less than 5%
Entity owners
- Wesbanco Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Wesbanco Bankn
- Wesbanco Investment Departmentinvestment advisernRAUM $893M
- Wesbanco Insurance Servicesreal estaten
- Wesbanco Trust And Investment Servicesn
Advisers that list Wesbanco Securities, Inc. as a related person
- 111907 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wheeling, Wv | 42 | 5 | 0 | ||
| Parkersburg, Wv | 7 | 1 | 0 | ||
| Columbus, Oh | 4 | 0 | 0 | ||
| Youngstown, Oh | 3 | 0 | 0 | ||
| Sheperdsville, Ky | 3 | 1 | 2 | ||
| Sissonville, Wv | 3 | 1 | 0 | ||
| St Clairsville, Oh · principal | 3 | 1 | 0 | ||
| Steubenville, Oh | 3 | 0 | 0 | ||
| Newport, Ky | 3 | 2 | 0 | ||
| Morgantown, Wv | 3 | 0 | 0 | ||
| Beaver, Pa | 2 | 0 | 0 | ||
| Bexley, Oh | 2 | 0 | 0 | ||
| Bowie, Md | 2 | 0 | 0 | ||
| Lexington, Ky | 2 | 1 | 0 | ||
| Moundsville, Wv | 2 | 0 | 0 | ||
| New Castle, Pa | 2 | 0 | 0 | ||
| New Martinsville, Wv | 2 | 0 | 0 | ||
| Pittsburgh, Pa | 2 | 0 | 0 | ||
| Powell, Oh | 2 | 1 | 0 | ||
| Triadelphia, Wv | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Wheeling, WV3 employees
- St Clairsville, OH1 employees
- Columbus, OH1 employees
- Parkersburg, WV1 employees
- Morgantown, WV1 employees
- Ironton, OH1 employees
- Pittsburgh, PA1 employees
- Zelienople, PA1 employees
- Powell, OH1 employees
- Clarksburg, WV1 employees
- Jackson, OH1 employees
- Sheperdsville, KY1 employees
- Columbus, OH1 employees
- Carnegie, PA1 employees
- Versailles, KY1 employees
- Sissonville, WV1 employees
- Newport, KY1 employees
- Cockeysville, MD1 employees
- Charleston, WV1 employees
- Mount Washington, KY1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 850.0 to 1,627.0 (+91.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +6.0% (20 comparable advisers, 95.0th percentile of changes)peers: affiliated wealth managers (20) · 95% percentile
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 842.0 to 1,627.0 (+93.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +9.0% (19 comparable advisers, 94.0th percentile of changes)peers: affiliated wealth managers (19) · 94% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $166,458,070 to $285,875,773 (+72.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +17.0% (23 comparable advisers, 91.0th percentile of changes)peers: affiliated wealth managers (23) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 850 to 1,627Nov 3, 2025 to Mar 31, 2026
- Advisory employees · 28 to 42Nov 3, 2025 to Mar 31, 2026
- BD registered reps · 86 to 92Nov 3, 2025 to Mar 31, 2026
- HNW clients · 162 to 208Nov 3, 2025 to Mar 31, 2026
- Individual clients · 680 to 1,419Nov 3, 2025 to Mar 31, 2026
- Employees · 100 to 110Nov 3, 2025 to Mar 31, 2026
- State-registered IARs · 39 to 42Nov 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $87.9M to $182MNov 3, 2025 to Mar 31, 2026
- HNW RAUM · $76.8M to $99.8MNov 3, 2025 to Mar 31, 2026
- Individual RAUM · $89.7M to $186MNov 3, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $78.6M to $104MNov 3, 2025 to Mar 31, 2026
- RAUM · $166M to $286MNov 3, 2025 to Mar 31, 2026
- Accounts · 778 to 850Sep 20, 2024 to Mar 21, 2025
- Advisory employees · 23 to 28Sep 20, 2024 to Mar 21, 2025
- BD registered reps · 93 to 86Sep 20, 2024 to Mar 21, 2025
- HNW clients · 98 to 162Sep 20, 2024 to Mar 21, 2025
- Employees · 103 to 100Sep 20, 2024 to Mar 21, 2025
- Financial planning clients · 51-100 to 26-50Sep 20, 2024 to Mar 21, 2025
- Discretionary RAUM · $86.6M to $87.9MSep 20, 2024 to Mar 21, 2025
- HNW RAUM · $36.1M to $76.8MSep 20, 2024 to Mar 21, 2025
- Individual RAUM · $96.6M to $89.7MSep 20, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $46.1M to $78.6MSep 20, 2024 to Mar 21, 2025
- RAUM · $133M to $166MSep 20, 2024 to Mar 21, 2025
- Wrap assets (sponsor) · $71.2M to $78.6MSep 20, 2024 to Mar 21, 2025
- Accounts · 888 to 778Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 26 to 23Mar 28, 2023 to Mar 28, 2024
- BD registered reps · 87 to 93Mar 28, 2023 to Mar 28, 2024
- HNW clients · 163 to 98Mar 28, 2023 to Mar 28, 2024
- Individual clients · 725 to 680Mar 28, 2023 to Mar 28, 2024
- Employees · 101 to 103Mar 28, 2023 to Mar 28, 2024
- State-registered IARs · 34 to 39Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $76.4M to $86.6MMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $52.4M to $36.1MMar 28, 2023 to Mar 28, 2024
- Individual RAUM · $78.7M to $96.6MMar 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $54.6M to $46.1MMar 28, 2023 to Mar 28, 2024
- RAUM · $131M to $133MMar 28, 2023 to Mar 28, 2024
- Accounts · 836 to 888Jan 31, 2023 to Mar 28, 2023
- Advisory employees · 27 to 26Jan 31, 2023 to Mar 28, 2023
- BD registered reps · 98 to 87Jan 31, 2023 to Mar 28, 2023
- HNW clients · 122 to 163Jan 31, 2023 to Mar 28, 2023
Signals
20 dated events
- Kevin M Davis left Wesbanco Securities, Inc. for Fifth Third Securities, Inc. (registered 2026-07-14)Jul 10, 2026 · Advisor changed firm · fact
- Andrew J. Nothstine left Wesbanco Securities, Inc. for Key Investment Services Llc (registered 2026-04-09)Apr 22, 2026 · Advisor changed firm · fact
- Wesbanco Securities, Inc. reported RAUM $285.9M, up 72% from $166.5M (2025-11-03 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Zachary Ryan Bailey left Wesbanco Securities, Inc. for Lpl Financial Llc (registered 2026-01-12)Feb 2, 2026 · Advisor changed firm · fact
- Kirk Douglas Michel left Wesbanco Securities, Inc. for Thrivent Investment Management Inc. (registered 2026-02-11)Feb 2, 2026 · Advisor changed firm · fact
- 6 advisors left LPL Financial LLC (Lisbon, OH) for Wesbanco Securities, Inc. on the same daySep 3, 2025 · Team lift-out · derived
- 2 advisors left LPL Financial LLC (San Diego, CA) for Wesbanco Securities, Inc. on the same daySep 3, 2025 · Team lift-out · derived
- Tyler Landon Williams left Wesbanco Securities, Inc. for Lpl Financial Llc (registered 2025-05-02)May 23, 2025 · Advisor changed firm · fact
- Michael Ray Schneider left Wesbanco Securities, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-01-10)Jan 31, 2025 · Advisor changed firm · fact
- Christopher Brian Vassilo left Wesbanco Securities, Inc. for Lpl Financial Llc (registered 2025-02-03)Nov 5, 2024 · Advisor changed firm · fact
- Edward Alexander Kingery left Wesbanco Securities, Inc. for Cetera Investment Advisers Llc (registered 2023-04-28)May 10, 2023 · Advisor changed firm · fact
- James Adam Tracy left Wesbanco Securities, Inc. for U.S. Bancorp Investments, Inc. (registered 2023-04-10)Apr 25, 2023 · Advisor changed firm · fact
- Jonathan Douglas Dargusch (Ceo & Director) no longer on Schedule A of Wesbanco Securities, Inc. (listed 2022-03-31, absent 2023-01-31)Jan 31, 2023 · Control person left · inference
- Michael L Perkins (Director) appeared on Schedule A of Wesbanco Securities, Inc.Jan 31, 2023 · Control person joined · fact
- Jay Zatta (Director) appeared on Schedule A of Wesbanco Securities, Inc.Jan 31, 2023 · Control person joined · fact
- Jeff Jackson (Director) appeared on Schedule A of Wesbanco Securities, Inc.Jan 31, 2023 · Control person joined · fact
- Scott Alan Love (Director) appeared on Schedule A of Wesbanco Securities, Inc.Jan 31, 2023 · Control person joined · fact
- Robert Dale Bodnar left Wesbanco Securities, Inc. for Cetera Investment Advisers Llc (registered 2022-07-01)Jul 8, 2022 · Advisor changed firm · fact
- Wesbanco Securities, Inc. reported 35 state-registered advisory representatives, up from 24 (2021-02-01 to 2021-03-31)Mar 31, 2021 · Advisor headcount change · derived
- Wesbanco Securities, Inc. filed its initial SEC registration (Form ADV)Oct 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 8003683369reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026