DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clark Capital Management Group Inc
Latest filing May 22, 2026
First filing on the tape Mar 28, 2012 · 39 filings
SEC status approved since Dec 9, 1986
RAUM
$36B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$25B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$36B
derived; firm RAUM over IAPD count
Employees
151
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$36B as of May 22, 2026
May 25, 2012$2.7B then
HNW client RAUM$14B as of May 22, 2026
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)0 as of May 22, 2026
Jun 19, 20130 then
Employees (5.A)151 as of May 22, 2026
Jun 19, 201352 then
Private funds: no history
RAUM +17% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $36BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35,290derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $990,968derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 151.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $85.7MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$14B39%
- Individuals$11B31%
- Investment companies$8.7B24%
- Corporations and businesses$1.3B3.5%
- Pension and profit-sharing plans$403M1.1%
- Charitable organizations$402M1.1%
- Individual clients
- 28,584reported
- HNW clients
- 6,706reported
- Pension plan clients
- 184reported
- Charitable clients
- 145reported
- Accounts
- 36,013reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $27B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.7 fund_share=0.24 institutional_share=0.02 related_bd=true related_bank=false bd_reps=50.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Harry Joseph Clark | Philadelphia, Pa | Feb 19, 1991 | 45 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Daniel Christian Giddens to Grant Williams L.P.Nov 2, 2010 · Other
Joined, latest
- Daniel Christian Giddens from Signator Financial Services, Inc.Feb 28, 2005 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Navigator Fixed Income Total Return Fund Limitedno longer reported | Other Private Fund | $1.1M | 8 | Nov 15, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Colene Bittone · Executive Vice President Of Corporate Culturecontrolsince 03/1998 · owns 10% to 25%
- Michael Brendan Clark · Chief Executive Officercontrolsince 03/2005 · owns 10% to 25%
- Joseph Harry Clark · Executive Chairman, Directorcontrolsince 08/1986 · owns 25% to 50%
- Sean Kieran Clark · Executive Vice President, Chief Investment Officercontrolsince 06/2000 · owns 10% to 25%
- Joseph Christopher Cullen · Executive Vice President, Chief Distribution Officercontrolsince 03/2017 · owns less than 5%
- Albert John Featherman · Directorcontrolsince 08/2012 · owns less than 5%
- Edmund Matt Gordon · Executive Vice President, Chief Technology Officercontrolsince 12/2022 · owns less than 5%
- D Timothy Mcgarrity · Executive Vice President, Chief Financial Officercontrolsince 08/2018 · owns less than 5%
- Donald Richard Miles · Directorcontrolsince 08/2016 · owns less than 5%
- Leigh Conor Mullan · Executive Vice President, Chief Compliance Officer, General Counselcontrolsince 12/2017 · owns less than 5%
- Gregory Chad Painter · Executive Vice President, Chief Operating Officercontrolsince 06/2022 · owns less than 5%
- David Craig Pfeiffer · Directorcontrolsince 02/2023 · owns less than 5%
- Lawrence Ralph Roth · Directorcontrolsince 08/2018 · owns less than 5%
- Gilbert Gary Schlarbaum · Directorcontrolsince 10/2009 · owns less than 5%
- Clark Denise Williams · Vice Chaircontrolsince 06/1987 · owns 10% to 25%
Entity owners
- Raymond James Investment · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Clark Capital Management Group Inc as a related person
- 307553 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing May 22, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2026-03-31, yes on the filing of 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026MILES, RICHARD, DONALD (DIRECTOR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026ROTH, RALPH, LAWRENCE (DIRECTOR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026SCHLARBAUM, GARY, GILBERT (DIRECTOR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026WILLIAMS, DENISE, CLARK (VICE CHAIR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026CLARK, HARRY, JOSEPH (EXECUTIVE CHAIRMAN, DIRECTOR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026MCGARRITY, TIMOTHY, D (EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026FEATHERMAN, JOHN, ALBERT (DIRECTOR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing May 22, 2026PFEIFFER, CRAIG, DAVID (DIRECTOR) left Schedule A between the filings of 2023-03-28 and 2026-05-22peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 31, 2026 to May 22, 2026
- Related broker-dealer · false to trueMar 31, 2026 to May 22, 2026
- Accounts · 33,985 to 36,013Mar 26, 2025 to Mar 31, 2026
- Advisory employees · 23 to 20Mar 26, 2025 to Mar 31, 2026
- Charity clients · 134 to 145Mar 26, 2025 to Mar 31, 2026
- Corporate clients · 367 to 390Mar 26, 2025 to Mar 31, 2026
- HNW clients · 5,183 to 6,706Mar 26, 2025 to Mar 31, 2026
- Individual clients · 28,098 to 28,584Mar 26, 2025 to Mar 31, 2026
- Pension plan clients · 199 to 184Mar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $31B to $36BMar 26, 2025 to Mar 31, 2026
- HNW RAUM · $10B to $14BMar 26, 2025 to Mar 31, 2026
- Individual RAUM · $11B to $11BMar 26, 2025 to Mar 31, 2026
- Pension RAUM · $387M to $403MMar 26, 2025 to Mar 31, 2026
- RAUM · $31B to $36BMar 26, 2025 to Mar 31, 2026
- Wrap assets (manager) · $23B to $27BMar 26, 2025 to Mar 31, 2026
- Accounts · 30,934 to 33,985Mar 26, 2024 to Mar 26, 2025
- Advisory employees · 24 to 23Mar 26, 2024 to Mar 26, 2025
- BD registered reps · 47 to 50Mar 26, 2024 to Mar 26, 2025
- Charity clients · 135 to 134Mar 26, 2024 to Mar 26, 2025
- Corporate clients · 358 to 367Mar 26, 2024 to Mar 26, 2025
- HNW clients · 3,976 to 5,183Mar 26, 2024 to Mar 26, 2025
- Individual clients · 26,260 to 28,098Mar 26, 2024 to Mar 26, 2025
- Pension plan clients · 200 to 199Mar 26, 2024 to Mar 26, 2025
- Employees · 140 to 151Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $26B to $31BMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $7.8B to $10BMar 26, 2024 to Mar 26, 2025
- Individual RAUM · $9.6B to $11BMar 26, 2024 to Mar 26, 2025
- Pension RAUM · $364M to $387MMar 26, 2024 to Mar 26, 2025
- RAUM · $26B to $31BMar 26, 2024 to Mar 26, 2025
- Wrap assets (manager) · $19B to $23BMar 26, 2024 to Mar 26, 2025
- Accounts · 27,604 to 30,934Mar 28, 2023 to Mar 26, 2024
- BD registered reps · 42 to 47Mar 28, 2023 to Mar 26, 2024
- Charity clients · 125 to 135Mar 28, 2023 to Mar 26, 2024
- Corporate clients · 362 to 358Mar 28, 2023 to Mar 26, 2024
- HNW clients · 2,860 to 3,976Mar 28, 2023 to Mar 26, 2024
- Individual clients · 24,075 to 26,260Mar 28, 2023 to Mar 26, 2024
- Pension plan clients · 177 to 200Mar 28, 2023 to Mar 26, 2024
- Employees · 129 to 140Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $22B to $26BMar 28, 2023 to Mar 26, 2024
Signals
13 dated events
- David Craig Pfeiffer (Director) appeared on Schedule A of Clark Capital Management Group IncMar 28, 2023 · Control person joined · fact
- Edmund Matt Gordon (Executive Vice President, Chief Technology Officer) appeared on Schedule A of Clark Capital Management Group IncJan 10, 2023 · Control person joined · fact
- Robert James Warren (Chief Operating Officer) no longer on Schedule A of Clark Capital Management Group Inc (listed 2022-03-29, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- Gregory Chad Painter (Executive Vice President, Chief Operating Officer) appeared on Schedule A of Clark Capital Management Group IncAug 2, 2022 · Control person joined · fact
- Eldridge Mark Patterson (Executive Vice President, Chief Technology Officer) no longer on Schedule A of Clark Capital Management Group Inc (listed 2022-03-29, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- Clark Capital Management Group Inc reported RAUM $22.8B, up 32% from $17.3B (2022-03-17 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Robert James Warren (Chief Operating Officer) appeared on Schedule A of Clark Capital Management Group IncMar 31, 2021 · Control person joined · fact
- Clark Capital Management Group Inc reported RAUM $14.5B, up 44% from $10.1B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Taylor Steven Grant (Chief Financial Officer) no longer on Schedule A of Clark Capital Management Group Inc (listed 2018-09-10, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Clark Capital Management Group Inc reported RAUM $10.1B, up 39% from $7.3B (2018-09-10 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Joseph Christopher Cullen (Executive Vice President, Chief Distribution Officer) appeared on Schedule A of Clark Capital Management Group IncMar 29, 2019 · Control person joined · fact
- Eldridge Mark Patterson (Executive Vice President, Chief Technology Officer) appeared on Schedule A of Clark Capital Management Group IncMar 29, 2019 · Control person joined · fact
- D Timothy Mcgarrity (Executive Vice President, Chief Financial Officer) appeared on Schedule A of Clark Capital Management Group IncMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clark-capital-management-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CCMG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (215) 569-2224reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026