DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Arcadia Investment Management Corp
Latest filing Mar 6, 2026
First filing on the tape Mar 28, 2012 · 21 filings
SEC status approved since Mar 20, 1987
RAUM
$697M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$648M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$697M as of Mar 6, 2026
Mar 28, 2012$448M then
HNW client RAUM$634M as of Mar 6, 2026
Mar 13, 2018$274M then
State-registered IARs (5.B.3)3 as of Mar 6, 2026
Mar 20, 20135 then
Employees (5.A)4 as of Mar 6, 2026
Mar 20, 20136 then
Private funds: no history
RAUM +1.4% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
- RAUM per advisor
- $232MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.4MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $80.0M, 40 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$634M91%
- Charitable organizations$49.4M7.1%
- Individuals$13.6M2.0%
- Individual clients
- 24reported
- HNW clients
- 61reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 380reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $80.0M for 40 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Michael Lewis Mueller to F L Putnam Investment Management Co.May 21, 2026 · RIA to RIA
- Jerry Bert Love to F L Putnam Investment Management Co.May 21, 2026 · RIA to RIA
- Charles John Ybema to F L Putnam Investment Management Co.May 21, 2026 · RIA to RIA
- Marilee Kristen Bartl to Npf Investment AdvisorsSep 8, 2015 · Other
- Charles Dwight Wattles to Long Road Investment Counsel, LLCMar 26, 2014 · Other
Joined, latest
- Charles John Ybema from Gimbal Capital ManagementJan 8, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for F L Putnam Investment Management Co.May 21, 2026 · Kalamazoo, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bert Jerry Love · Vice President, Treasurercontrolsince 08/2000 · owns 25% to 50%
- Lewis Michael Mueller · Presidentcontrolsince 04/1998 · owns 25% to 50%
- M. Dorsey Martin · Chief Compliance Officer, Vice President & Secretarysince 12/2005 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kalamazoo, Mi · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 351 to 380May 9, 2025 to Mar 6, 2026
- Charity clients · 10 to 6May 9, 2025 to Mar 6, 2026
- HNW clients · 58 to 61May 9, 2025 to Mar 6, 2026
- Individual clients · 22 to 24May 9, 2025 to Mar 6, 2026
- Assets in custody · $56.9M to $80.0MMay 9, 2025 to Mar 6, 2026
- Discretionary RAUM · $688M to $697MMay 9, 2025 to Mar 6, 2026
- HNW RAUM · $587M to $634MMay 9, 2025 to Mar 6, 2026
- Individual RAUM · $11.3M to $13.6MMay 9, 2025 to Mar 6, 2026
- RAUM · $688M to $697MMay 9, 2025 to Mar 6, 2026
- Financial planning clients · unset to Mar 19, 2025 to May 9, 2025
- Accounts · 344 to 351May 30, 2024 to Mar 19, 2025
- Charity clients · 11 to 10May 30, 2024 to Mar 19, 2025
- HNW clients · 52 to 58May 30, 2024 to Mar 19, 2025
- Individual clients · 27 to 22May 30, 2024 to Mar 19, 2025
- Assets in custody · $44.0M to $56.9MMay 30, 2024 to Mar 19, 2025
- Discretionary RAUM · $586M to $688MMay 30, 2024 to Mar 19, 2025
- HNW RAUM · $486M to $587MMay 30, 2024 to Mar 19, 2025
- Individual RAUM · $16.0M to $11.3MMay 30, 2024 to Mar 19, 2025
- RAUM · $586M to $688MMay 30, 2024 to Mar 19, 2025
- Accounts · 333 to 344Feb 24, 2023 to Mar 11, 2024
- Advisory employees · 4 to 3Feb 24, 2023 to Mar 11, 2024
- Charity clients · 13 to 11Feb 24, 2023 to Mar 11, 2024
- HNW clients · 37 to 52Feb 24, 2023 to Mar 11, 2024
- Individual clients · 41 to 27Feb 24, 2023 to Mar 11, 2024
- Assets in custody · $30.2M to $44.0MFeb 24, 2023 to Mar 11, 2024
- Employees · 5 to 4Feb 24, 2023 to Mar 11, 2024
- State-registered IARs · 4 to 3Feb 24, 2023 to Mar 11, 2024
- Discretionary RAUM · $504M to $586MFeb 24, 2023 to Mar 11, 2024
- HNW RAUM · $400M to $486MFeb 24, 2023 to Mar 11, 2024
- Individual RAUM · $32.7M to $16.0MFeb 24, 2023 to Mar 11, 2024
- RAUM · $504M to $586MFeb 24, 2023 to Mar 11, 2024
- Accounts · 336 to 333Mar 9, 2022 to Feb 24, 2023
- Charity clients · 10 to 13Mar 9, 2022 to Feb 24, 2023
- HNW clients · 60 to 37Mar 9, 2022 to Feb 24, 2023
- Individual clients · 21 to 41Mar 9, 2022 to Feb 24, 2023
- Assets in custody · $21.9M to $30.2MMar 9, 2022 to Feb 24, 2023
- Discretionary RAUM · $653M to $504MMar 9, 2022 to Feb 24, 2023
- HNW RAUM · $532M to $400MMar 9, 2022 to Feb 24, 2023
- Individual RAUM · $11.4M to $32.7MMar 9, 2022 to Feb 24, 2023
- RAUM · $653M to $504MMar 9, 2022 to Feb 24, 2023
Signals
6 dated events
- Arcadia Investment Management Corp no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $697.3M)Jun 1, 2026 · Left the SEC roster · derived
- Charles John Ybema left Arcadia Investment Management Corp for F L Putnam Investment Management Co. (registered 2026-04-01)May 21, 2026 · Advisor changed firm · fact
- Jerry Bert Love left Arcadia Investment Management Corp for F L Putnam Investment Management Co. (registered 2026-04-01)May 21, 2026 · Advisor changed firm · fact
- Michael Lewis Mueller left Arcadia Investment Management Corp for F L Putnam Investment Management Co. (registered 2026-04-01)May 21, 2026 · Advisor changed firm · fact
- Arcadia Investment Management Corp's advisors moved to F L Putnam Investment Management CO. (Kalamazoo, MI): 3 of 3 registered, on the same dayMay 21, 2026 · Firm absorbed (people side) · derived
- Edward L Knox (Vice President, Secretary) no longer on Schedule A of Arcadia Investment Management Corp (listed 2022-03-09, absent 2023-02-24)Feb 24, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026