DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cincinnati Asset Management Inc
Latest filing Mar 19, 2026
First filing on the tape Feb 24, 2012 · 29 filings
SEC status approved since May 5, 1989
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$2.0B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.5B
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$2.5B as of Mar 19, 2026
Feb 24, 2012$1.6B then
HNW client RAUM$2.0B as of Mar 19, 2026
Mar 22, 2018$2.4B then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 18, 20132 then
Employees (5.A)15 as of Mar 19, 2026
Mar 18, 201312 then
Private funds: no history
RAUM +4.6% over the last fiscal year+2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $359,851derivedHNW RAUM over HNW clients
- Average account
- $419,616derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.0B80%
- Corporations and businesses$319M13%
- Charitable organizations$93.8M3.7%
- Insurance companies$39.3M1.6%
- Pension and profit-sharing plans$35.7M1.4%
- State and municipal entities$23.9M0.9%
- Individual clients
- n/areported
- HNW clients
- 5,613reported
- Pension plan clients
- 64reported
- Charitable clients
- 71reported
- Accounts
- 6,033reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $2.5B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Sauer Sloneker | Cincinnati, Oh | Jan 31, 1994 | 37 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Martin Joshua Adams · Managing Directorcontrolsince 07/2019 · owns less than 5%
- Mark Richard Balestra · Managing Directorcontrolsince 03/2010 · owns 5% to 10%
- Martin Nicholas Collura · Chief Operating Officer Chief Compliance Officer Managing Directorcontrolsince 07/2019 · owns less than 5%
- Mary Compton · Directorcontrolsince 03/1989 · owns 25% to 50%
- John Richard Gardner · Managing Directorcontrolsince 07/2003 · owns 10% to 25%
- Scott Randall Hale · President & Managing Directorcontrolsince 01/1993 · owns 10% to 25%
- Sauer William Sloneker · Chairman & Managing Directorcontrolsince 03/1989 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6,163 to 6,033Mar 19, 2025 to Mar 19, 2026
- Charity clients · 73 to 71Mar 19, 2025 to Mar 19, 2026
- Corporate clients · 315 to 282Mar 19, 2025 to Mar 19, 2026
- HNW clients · 5,694 to 5,613Mar 19, 2025 to Mar 19, 2026
- Pension plan clients · 76 to 64Mar 19, 2025 to Mar 19, 2026
- Employees · 16 to 15Mar 19, 2025 to Mar 19, 2026
- Discretionary RAUM · $2.4B to $2.5BMar 19, 2025 to Mar 19, 2026
- HNW RAUM · $1.9B to $2.0BMar 19, 2025 to Mar 19, 2026
- Pension RAUM · $41.6M to $35.7MMar 19, 2025 to Mar 19, 2026
- RAUM · $2.4B to $2.5BMar 19, 2025 to Mar 19, 2026
- Wrap assets (manager) · $2.4B to $2.5BMar 19, 2025 to Mar 19, 2026
- Accounts · 6,312 to 6,163Mar 25, 2024 to Mar 19, 2025
- Charity clients · 69 to 73Mar 25, 2024 to Mar 19, 2025
- Corporate clients · 339 to 315Mar 25, 2024 to Mar 19, 2025
- HNW clients · 5,814 to 5,694Mar 25, 2024 to Mar 19, 2025
- Pension plan clients · 85 to 76Mar 25, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Mar 19, 2025
- Discretionary RAUM · $2.4B to $2.4BMar 25, 2024 to Mar 19, 2025
- HNW RAUM · $1.9B to $1.9BMar 25, 2024 to Mar 19, 2025
- Pension RAUM · $43.5M to $41.6MMar 25, 2024 to Mar 19, 2025
- RAUM · $2.4B to $2.4BMar 25, 2024 to Mar 19, 2025
- Wrap assets (manager) · $2.4B to $2.4BMar 25, 2024 to Mar 19, 2025
- Accounts · 6,437 to 6,312Oct 6, 2023 to Mar 25, 2024
- Charity clients · 67 to 69Oct 6, 2023 to Mar 25, 2024
- Corporate clients · 367 to 339Oct 6, 2023 to Mar 25, 2024
- HNW clients · 5,919 to 5,814Oct 6, 2023 to Mar 25, 2024
- Pension plan clients · 79 to 85Oct 6, 2023 to Mar 25, 2024
- Employees · 15 to 16Oct 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $2.3B to $2.4BOct 6, 2023 to Mar 25, 2024
- HNW RAUM · $1.9B to $1.9BOct 6, 2023 to Mar 25, 2024
- Pension RAUM · $39.0M to $43.5MOct 6, 2023 to Mar 25, 2024
- RAUM · $2.3B to $2.4BOct 6, 2023 to Mar 25, 2024
- Wrap assets (manager) · $2.3B to $2.4BOct 6, 2023 to Mar 25, 2024
- Accounts · 7,222 to 6,437Mar 24, 2022 to Mar 21, 2023
- Charity clients · 78 to 67Mar 24, 2022 to Mar 21, 2023
- Corporate clients · 448 to 367Mar 24, 2022 to Mar 21, 2023
- HNW clients · 6,599 to 5,919Mar 24, 2022 to Mar 21, 2023
- Pension plan clients · 89 to 79Mar 24, 2022 to Mar 21, 2023
- Discretionary RAUM · $2.9B to $2.3BMar 24, 2022 to Mar 21, 2023
- HNW RAUM · $2.3B to $1.9BMar 24, 2022 to Mar 21, 2023
Signals
2 dated events
- Martin Nicholas Collura (Chief Operating Officer Chief Compliance Officer Managing Director) appeared on Schedule A of Cincinnati Asset Management IncSep 17, 2019 · Control person joined · fact
- Martin Joshua Adams (Managing Director) appeared on Schedule A of Cincinnati Asset Management IncSep 17, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- aawe@cambonds.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mlynch@cambonds.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- nicole.trefzger@cambonds.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- sheri.ross@cambonds.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ssams@cambonds.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 513-554-8500reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CINCINNATI-ASSET-MANAGEMENT-INC.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CAMBONDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-554-8500reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- cambonds.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026