DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••• G•••• I••
Latest filing Jun 1, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Jan 12, 1981
RAUM
$2.0B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.0B as of Jun 1, 2026
Apr 1, 2013$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Mar 30, 20120 then
Employees (5.A)13 as of Jun 1, 2026
Apr 1, 201314 then
Private funds4 as of Jun 1, 2026
Mar 30, 20122 then
RAUM -15% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $340MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 63%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $146,000, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.3B63%
- Pooled investment vehicles$745M37%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $146,000 for 3 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.37 institutional_share=0.63 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• I••••••••• I•• L••• | Real Estate Fund | $407M | 3 | Mar 30, 2012 |
| B•••••• V•••• I•• L••• | Real Estate Fund | $243M | 10 | Mar 30, 2012 |
| B•••••• V•••• I••• L••• | Real Estate Fund | $154M | 6 | Mar 31, 2017 |
| B•••••• M•••• S•• L••• | Real Estate Fund | $104M | 2 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- K•••• J••••••• S• · Principal, Managing Partner & Vice Presidentcontrolsince 01/1988 · owns 75% or more
- F••••• S••••• A•• · Executive Director & Secretarysince 01/2005 · owns less than 5%
- M••••• T•••• J• · Chief Compliance Officersince 08/2005 · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• I••••••••• C•••••• I•• L••pooled vehicle sponsorn
- B•••••• I••••••••• C•••••• I••• L••pooled vehicle sponsorn
- B•••••• I••••••••• C•••••• I•• L••pooled vehicle sponsorn
- B•••••• I••••••••• C•••••• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4May 2, 2025 to Mar 17, 2026
- Assets in custody · $423,000 to $146,000May 2, 2025 to Mar 17, 2026
- Employees · 14 to 13May 2, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.6B to $1.5BMay 2, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $758M to $501MMay 2, 2025 to Mar 17, 2026
- Pension RAUM · $1.6B to $1.3BMay 2, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $842M to $745MMay 2, 2025 to Mar 17, 2026
- RAUM · $2.4B to $2.0BMay 2, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 2, 2025
- Assets in custody · $243,000 to $423,000May 15, 2024 to Mar 28, 2025
- Employees · 16 to 14May 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.8B to $1.6BMay 15, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $845M to $758MMay 15, 2024 to Mar 28, 2025
- Pension RAUM · $1.6B to $1.6BMay 15, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $987M to $842MMay 15, 2024 to Mar 28, 2025
- RAUM · $2.6B to $2.4BMay 15, 2024 to Mar 28, 2025
- Assets in custody · $276,000 to $243,000Jun 22, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.8B to $1.8BJun 22, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $1.1B to $845MJun 22, 2023 to Mar 25, 2024
- Pension RAUM · $1.9B to $1.6BJun 22, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.0B to $987MJun 22, 2023 to Mar 25, 2024
- RAUM · $2.9B to $2.6BJun 22, 2023 to Mar 25, 2024
- Assets in custody · unset to 276000.0Jun 9, 2022 to Mar 27, 2023
- Custody of client assets · false to trueJun 9, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.7B to $1.8BJun 9, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $879M to $1.1BJun 9, 2022 to Mar 27, 2023
- Pension RAUM · $1.6B to $1.9BJun 9, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $965M to $1.0BJun 9, 2022 to Mar 27, 2023
- RAUM · $2.6B to $2.9BJun 9, 2022 to Mar 27, 2023
- Related adviser · true to falseJun 9, 2022 to Mar 27, 2023
- Advisory employees · 8 to 5Nov 18, 2021 to Mar 31, 2022
- Advisory activities · 2 to 3Nov 18, 2021 to Mar 31, 2022
- Employees · 17 to 16Nov 18, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.5B to $1.7BNov 18, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $841M to $879MNov 18, 2021 to Mar 31, 2022
- Pension RAUM · $1.5B to $1.6BNov 18, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $846M to $965MNov 18, 2021 to Mar 31, 2022
- RAUM · $2.4B to $2.6BNov 18, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.4B to $1.5BApr 1, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $839M to $841MApr 1, 2020 to Mar 30, 2021
Signals
1 dated events
- J. James Curtis (Principal, Managing Partner & President) no longer on Schedule A of B•••••• G•••• I•• (listed 2019-03-31, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B••••••GROUPINC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-398-1022reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••••• G•••• I•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…