DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thomas Wright Asset Management, Inc.
Latest filing Mar 30, 2026
First filing on the tape Feb 24, 2012 · 26 filings
SEC status approved since May 15, 2015
RAUM
$341M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$334M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$341M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$341M as of Mar 30, 2026
Feb 24, 2012$77.9M then
HNW client RAUM$334M as of Mar 30, 2026
Mar 9, 2018$186M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Feb 24, 20120 then
Employees (5.A)1 as of Mar 30, 2026
Feb 2, 20162 then
Private funds: no history
RAUM +6.6% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $341MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.1MderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$334M98%
- Charitable organizations$6.9M2.0%
- Individuals$560,1520.2%
- Individual clients
- n/areported
- HNW clients
- 30reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Stuart Wright | San Juan, Pr | Apr 16, 2012 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Stuart William Wright · President, Director, Treasurer, Chief Compliance Officercontrolsince 03/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 30, 2026HNW RAUM per HNW client of $11,128,523 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 5.9 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 57 to 47Mar 18, 2025 to Mar 30, 2026
- HNW clients · 27 to 30Mar 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $320M to $341MMar 18, 2025 to Mar 30, 2026
- HNW RAUM · $313M to $334MMar 18, 2025 to Mar 30, 2026
- Individual RAUM · $742,374 to $560,152Mar 18, 2025 to Mar 30, 2026
- RAUM · $320M to $341MMar 18, 2025 to Mar 30, 2026
- Accounts · 61 to 57Nov 19, 2024 to Mar 18, 2025
- Individual clients · 1.0 to unsetNov 19, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0Nov 19, 2024 to Mar 18, 2025
- Discretionary RAUM · $295M to $320MNov 19, 2024 to Mar 18, 2025
- HNW RAUM · $289M to $313MNov 19, 2024 to Mar 18, 2025
- Individual RAUM · $789,259 to $742,374Nov 19, 2024 to Mar 18, 2025
- RAUM · $295M to $320MNov 19, 2024 to Mar 18, 2025
- Accounts · 58 to 61Mar 21, 2023 to Mar 26, 2024
- HNW clients · 50 to 27Mar 21, 2023 to Mar 26, 2024
- Individual clients · 6 to 1Mar 21, 2023 to Mar 26, 2024
- Discretionary RAUM · $231M to $295MMar 21, 2023 to Mar 26, 2024
- HNW RAUM · $224M to $289MMar 21, 2023 to Mar 26, 2024
- Individual RAUM · $1.6M to $789,259Mar 21, 2023 to Mar 26, 2024
- RAUM · $231M to $295MMar 21, 2023 to Mar 26, 2024
- HNW clients · 36 to 50Mar 30, 2022 to Mar 21, 2023
- Individual clients · 20 to 6Mar 30, 2022 to Mar 21, 2023
- Financial planning clients · 1-10 to 0Mar 30, 2022 to Mar 21, 2023
- Discretionary RAUM · $278M to $231MMar 30, 2022 to Mar 21, 2023
- HNW RAUM · $263M to $224MMar 30, 2022 to Mar 21, 2023
- Individual RAUM · $8.4M to $1.6MMar 30, 2022 to Mar 21, 2023
- RAUM · $278M to $231MMar 30, 2022 to Mar 21, 2023
- Discretionary RAUM · $233M to $278MMar 11, 2021 to Mar 30, 2022
- HNW RAUM · $222M to $263MMar 11, 2021 to Mar 30, 2022
- Individual RAUM · $4.9M to $8.4MMar 11, 2021 to Mar 30, 2022
- RAUM · $233M to $278MMar 11, 2021 to Mar 30, 2022
- Accounts · 60 to 58Mar 11, 2021 to Mar 30, 2022
- HNW clients · 23 to 36Mar 11, 2021 to Mar 30, 2022
- Individual clients · 10 to 20Mar 11, 2021 to Mar 30, 2022
- Accounts · 59 to 60May 19, 2020 to Mar 11, 2021
- Charity clients · 2.0 to unsetMay 19, 2020 to Mar 11, 2021
- HNW clients · 22 to 23May 19, 2020 to Mar 11, 2021
- Individual clients · 9 to 10May 19, 2020 to Mar 11, 2021
- Discretionary RAUM · $223M to $233MMay 19, 2020 to Mar 11, 2021
- HNW RAUM · $214M to $222MMay 19, 2020 to Mar 11, 2021
Signals
1 dated events
- Thomas Wright Asset Management, Inc. filed its initial SEC registration (Form ADV)May 7, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 843-971-4265reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- INVESTWRIGHT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 843-971-4265reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $341Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026